Commonwealth Consolidated Regulations

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CORPORATIONS REGULATIONS 2001 - REG 7.2.14

Information

                   For paragraph 795A(1)(a) of the Act, the following information is required as part of an application by the body corporate for an Australian market licence:

                     (a)  the body corporate's name, address and contact details in this jurisdiction;

                     (b)  the address and contact details of the body corporate's principal place of business in the foreign country in which its financial market is located (the home country );

                     (c)  whether the body corporate is registered under Division 2 of Part 5B.2 of the Act;

                     (d)  details of the financial products that are traded on the financial market in the home country;

                     (e)  details of the clearing and settlement arrangements for the financial market in the home country;

                      (f)  details of the body corporate's major shareholders and organisation, including any details that have not already been given to ASIC in accordance with Division 2 of Part 5B.2 of the Act of:

                              (i)  each person whose duties are comparable to those of a director; and

                             (ii)  each person whose duties are comparable to those of a secretary; and

                            (iii)  each person whose duties are comparable to those of an executive officer of the body corporate.



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