Commonwealth Consolidated Regulations

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CORPORATIONS REGULATIONS 2001 - REG 7.3.03

Obligation to inform ASIC of certain matters: voting power in CS facility licensee

             (1)  This regulation applies if a CS facility licensee becomes aware that a person has come to have, or has ceased to have, more than 15% of the voting power in the CS facility licensee or in a holding company of the CS facility licensee.

             (2)  For subsection 821B(4) of the Act, the information to be given to ASIC by the CS facility licensee is:

                     (a)  the person's name and contact details; and

                     (b)  if known by the CS facility licensee, the date on which the person came to have, or ceased to have, more than 15% of the voting power; and

                     (c)  if the CS facility licensee knows the voting power that the person had immediately before the person came to have, or ceased to have, more than 15% of the voting power, that voting power; and

                     (d)  whether the CS facility licensee knows the manner in which the person came to have, or ceased to have, more than 15% of the voting power, and, if the CS facility licensee knows the manner, details of what the CS facility licensee knows.



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