Commonwealth Consolidated Regulations

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CORPORATIONS REGULATIONS 2001 - REG 7.4.02

Record-keeping: market licensee

             (1)  For paragraph 854A(1)(b) of the Act, a market licensee must keep the following records:

                     (a)  a list of names and contact details of the directors, secretaries and executive officers of the market licensee;

                     (b)  a list of names and contact details of individuals who hold more than 15% of the voting power in the market licensee, prepared in accordance with the information given under regulation 7.4.04.

             (2)  The market licensee must keep the records for at least 5 years.



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