Commonwealth Consolidated Regulations

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CORPORATIONS REGULATIONS 2001 - REG 7.5.03

Meaning of dealer

  (1)   For this Part (other than Subdivisions   4.7, 4.9 and 4.10), a person is a dealer if the person is, or has been at any time, a participant of a participating market licensee.

  (3)   For Subdivisions   4.7, 4.9 and 4.10, a person is a dealer if the person is:

  (a)   a participant of a participating market licensee; or

  (b)   a participant of the licensed CS facility operated by ACH.


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