Commonwealth Consolidated Regulations

[Index] [Table] [Search] [Search this Regulation] [Notes] [Noteup] [Previous] [Next] [Download] [Help]


Obligations and powers--confidential information

             (1)  This regulation is made for subsection 903A(5) of the Act and applies to information given to ASIC, by the operator (or an officer of the operator) of a licensed derivative trade repository, under a provision of:

                     (a)  Part 7.5A of the Act; or

                     (b)  the regulations made for that Part; or

                     (c)  the derivative transaction rules or derivative trade repository rules.

             (2)  The information is taken, for the purpose of section 127 (confidentiality) of the ASIC Act, to be given to ASIC in confidence in connection with the performance of ASIC's functions under the Act, unless:

                     (a)  the information has been made publicly available in accordance with the provisions mentioned in paragraph (1)(a), (b) or (c); or

                     (b)  a law requires or permits the information to be released.

AustLII: Copyright Policy | Disclaimers | Privacy Policy | Feedback