Commonwealth Consolidated Regulations

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CORPORATIONS REGULATIONS 2001 - REG 7.5A.270

Record-keeping

             (1)  This regulation is made for paragraph 854A(1)(b) of the Act.

             (2)  A derivative trade repository licensee must keep the following records:

                     (a)  a list of names and contact details of each director, secretary and senior manager of the licensee;

                     (b)  a list of names and contact details of individuals who hold more than 15% of the voting power in the licensee.

             (3)  The licensee must keep the records for at least 5 years.

   



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