Commonwealth Consolidated Regulations Commonwealth Consolidated Regulations(1) This regulation is made for paragraph 854A(1)(b) of the Act.
(2) A derivative trade repository licensee must keep the following records:
(a) a list of names and contact details of each director, secretary and senior manager of the licensee;
(b) a list of names and contact details of individuals who hold more than 15% of the voting power in the licensee.
(3) The licensee must keep the records for at least 5 years.