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CORPORATIONS REGULATIONS 2001 - REG 7.5A.70

Definitions for Subdivision 2.1B

                   In this Subdivision:

"ASIC exemption instrument " means ASIC Instrument [14/0633] .

"Derivative Transaction Rules (Reporting)" means the ASIC Derivative Transaction Rules (Reporting) 2013 .

"OTC derivative" (short for over-the-counter derivative) means an OTC Derivative within the meaning of the Derivative Transaction Rules (Reporting).

"OTC derivative position" means a position relating to an OTC derivative transaction.

"OTC derivative position information" means Derivative Position Information within the meaning of the Derivative Transaction Rules (Reporting), as in force on 1 October 2015, about OTC derivative positions.

"OTC derivative transaction" means a derivative transaction (within the meaning of Chapter 7 of the Act) relating to an OTC derivative.

phase 3 reporting entity means a Phase 3 Reporting Entity within the meaning of the ASIC exemption instrument as in force on 1 October 2015.

"reporting counterparty" : see regulation 7.5A.72.

"reporting entity" means a Reporting Entity within the meaning of the Derivative Transaction Rules (Reporting), as in force on 1 October 2015.

"representative capacity" : an entity is a party to an OTC derivative transaction, or holds an OTC derivative position, in a representative capacity if the entity is such a party, or holds such a position, in a capacity as:

                     (a)  the responsible entity of a registered scheme; or

                     (b)  the operator of a notified foreign passport fund; or

                     (c)  the responsible holding party for a notified foreign passport fund; or

                     (d)  the trustee of a trust.

"total gross notional outstanding positions" , in relation to a phase 3 reporting entity, has a meaning affected by the ASIC exemption instrument, as in force on 1 October 2015.



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