Commonwealth Consolidated Regulations Commonwealth Consolidated RegulationsIn this Subdivision:
"ASIC exemption instrument " means ASIC Instrument [14/0633] .
"Derivative Transaction Rules (Reporting)" means the ASIC Derivative Transaction Rules (Reporting) 2013 .
"OTC derivative" (short for over-the-counter derivative) means an OTC Derivative within the meaning of the Derivative Transaction Rules (Reporting).
"OTC derivative position" means a position relating to an OTC derivative transaction.
"OTC derivative position information" means Derivative Position Information within the meaning of the Derivative Transaction Rules (Reporting), as in force on 1 October 2015, about OTC derivative positions.
"OTC derivative transaction" means a derivative transaction (within the meaning of Chapter 7 of the Act) relating to an OTC derivative.
phase 3 reporting entity means a Phase 3 Reporting Entity within the meaning of the ASIC exemption instrument as in force on 1 October 2015.
"reporting counterparty" : see regulation 7.5A.72.
"reporting entity" means a Reporting Entity within the meaning of the Derivative Transaction Rules (Reporting), as in force on 1 October 2015.
"representative capacity" : an entity is a party to an OTC derivative transaction, or holds an OTC derivative position, in a representative capacity if the entity is such a party, or holds such a position, in a capacity as:
(a) the responsible entity of a registered scheme; or
(b) the operator of a notified foreign passport fund; or
(c) the responsible holding party for a notified foreign passport fund; or
(d) the trustee of a trust; or
(e) the corporate director of a CCIV.
"total gross notional outstanding positions" , in relation to a phase 3 reporting entity, has a meaning affected by the ASIC exemption instrument, as in force on 1 October 2015.