Commonwealth Consolidated Regulations

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Obligation to cite licence number in documents

             (1)  For subsection 912F(1) of the Act, the following documents are specified:

                     (a)  a Financial Services Guide;

                     (b)  a Supplementary Financial Services Guide;

                     (c)  a Product Disclosure Statement;

                     (d)  a Supplementary Product Disclosure Statement;

                     (e)  a Statement of Advice;

                      (f)  an application form for an application under section 1016A of the Act;

                     (g)  a document containing information required by regulations made under section 1017DA of the Act;

                     (h)  a document prepared for section 1017B of the Act, notifying a person of changes and events;

                      (i)  a Replacement Product Disclosure Statement.

             (2)  On and after 1 July 2004, for subsection 912F(1) of the Act, a periodic statement under section 1017D of the Act is specified.

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