Commonwealth Consolidated Regulations

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CORPORATIONS REGULATIONS 2001 - REG 7.6.02A

Obligation to notify ASIC of certain matters

  (1)   For paragraph   912D(3)(c) of the Act, the following Commonwealth legislation is specified:

  (a)   Australian National Registry of Emissions Units Act 2011 ;

  (aa)   Banking Act 1959 ;

  (ab)   Carbon Credits (Carbon Farming Initiative) Act 2011 ;

  (b)   Financial Sector (Collection of Data) Act 2001 ;

  (c)   Financial Sector (Shareholdings) Act 1998 ;

  (d)   Financial Sector (Transfer and Restructure) Act 1999 ;

  (e)   Insurance Acquisitions and Takeovers Act 1991 ;

  (f)   Insurance Act 1973 ;

  (g)   Insurance Contracts Act 1984 ;

  (h)   Life Insurance Act 1995 ;

  (i)   Retirement Savings Accounts Act 1997 ;

  (j)   Superannuation Industry (Supervision) Act 1993 .

Certain breaches not required to be notified

  (2)   For the purposes of paragraph   912D(4)(b) of the Act:

  (a)   the following civil penalty provisions of the Act are prescribed:

  (i)   subsection   798H(1);

  (ii)   subsection   901E(1);

  (iia)   subsection   921BA(5) in so far as it relates to subsection   921BA(4);

  (iib)   subsection   921BB(4);

  (iic)   subsection   921E(3);

  (iii)   subsection   922M(5);

  (iv)   subsection   941A(3);

  (v)   subsection   941B(4);

  (vi)   subsection   962G(4);

  (vii)   subsection   962S(5);

  (viii)   subsection   962S(8);

  (ix)   subsection   962U(3);

  (x)   subsection   962V(3);

  (xi)   subsection   981B(3);

  (xii)   subsection   981C(2);

  (xiii)   subsection   1012A(5);

  (xiv)   subsection   1012B(6);

  (xv)   subsection   1012C(11);

  (xvi)   subsection   1017BA(4B);

  (xvii)   subsection   1017BB(5AA);

  (xviii)   subsection   1021E(8);

  (xix)   subsection   1021G(3);

  (xx)   section   1101AC; and

  (b)   all civil penalty provisions of Commonwealth legislation that is specified in subregulation (1) are prescribed.


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