Commonwealth Consolidated Regulations

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CORPORATIONS REGULATIONS 2001 - REG 7.6.02AB

Modification of section 761G of the Act: meaning of retail client and wholesale client

                   For the provisions of the Act set out in column 2 of the following table, the Parts of the Act specified in column 3 apply as if section 761G of the Act were modified by inserting after paragraph 761G(7)(c), the following paragraph:

                  "(ca)  the financial product, or the financial service, is acquired by a company or trust controlled by a person who meets the requirements of subparagraph (c)(i) or (ii);"

 

Column 1

Column 2

Column 3

Item

Provisions of Act

 

1

paragraph 926B(1)(c)

Part 7.6

2

paragraph 951C(1)(c)

Part 7.7

2A

section 1368

Part 7.7A

3

paragraph 992C(1)(c)

Part 7.8

4

paragraph 1020G(1)(c)

Part 7.9


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