Commonwealth Consolidated Regulations

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CORPORATIONS REGULATIONS 2001 - REG 7.6.03

Applying for Australian financial services licence

    For paragraph   913A(a) of the Act, the following information is required as part of an application by person for an Australian financial services licence:

  (a)   if the person is a body corporate:

  (i)   the person's name (including the person's principal business name, if any); and

  (ii)   the name and address of each director; and

  (iii)   the name and address of each secretary;

  (b)   if the person is applying on behalf of a partnership--the partnership's name and address, and the name of each partner;

  (c)   if paragraphs   (a) and (b) do not apply--the person's name (including the person's principal business name, if any);

  (d)   the person's principal business address;

  (e)   if the person has an ABN--the ABN;

  (f)   a description of the financial services that the person proposes to provide;

  (g)   the arrangements (including a description of systems) by which the person will comply with its general obligations set out in section   912A of the Act;

  (h)   any other information that ASIC requires for the purpose of considering the application.


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