Commonwealth Consolidated Regulations

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Register of Relevant Providers--prescribed instruments

             (1)  For the purposes of subsection 922Q(3) of the Act, the following kinds of instrument made under subsection 921K(1) of the Act are prescribed:

                     (a)  a direction (other than a direction covered by subregulation (2)) that a relevant provider:

                              (i)  undertake specified training; or

                             (ii)  receive specified counselling; or

                            (iii)  receive specified supervision; or

                            (iv)  report specified matters to ASIC;

                     (b)  a registration suspension order;

                     (c)  a registration prohibition order.

             (2)  A direction is covered by this subregulation if:

                     (a)  on a particular occasion, one or more instruments are made under subsection 921K(1) of the Act in relation to a relevant provider; and

                     (b)  the direction is that instrument or one of those instruments; and

                     (c)  that occasion is the first occasion on which an instrument is made under that subsection in relation to the relevant provider.

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