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CORPORATIONS REGULATIONS 2001 - REG 7.6.06D

Register of Relevant Providers--prescribed instruments

  (1)   For the purposes of subsection   922Q(3) of the Act, the following kinds of instrument made under subsection   921K(1) of the Act are prescribed:

  (a)   a direction (other than a direction covered by subregulation (2)) that a relevant provider:

  (i)   undertake specified training; or

  (ii)   receive specified counselling; or

  (iii)   receive specified supervision; or

  (iv)   report specified matters to ASIC;

  (b)   a registration suspension order;

  (c)   a registration prohibition order.

  (2)   A direction is covered by this subregulation if:

  (a)   on a particular occasion, one or more instruments are made under subsection   921K(1) of the Act in relation to a relevant provider; and

  (b)   the direction is that instrument or one of those instruments; and

  (c)   that occasion is the first occasion on which an instrument is made under that subsection in relation to the relevant provider.


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