Commonwealth Consolidated Regulations

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Financial Services Guide given by authorised representative of financial services licensee: compensation arrangements

             (1)  For paragraph 942C(2)(m) of the Act, the Financial Services Guide given by the authorised representative of a financial services licensee must include a statement about:

                     (a)  the kind of compensation arrangements that the licensee has in place; and

                     (b)  whether those arrangements satisfy the requirements for compensation arrangements under section 912B of the Act.

             (2)  This regulation commences, for a particular authorised representative, on the date that subregulations 7.6.02AAA(1), (2) and (3) take effect for the financial services licensee for whom he or she is a representative.

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