Commonwealth Consolidated Regulations

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CORPORATIONS REGULATIONS 2001 - REG 7.7.06B

Financial Services Guide given by authorised representative of financial services licensee: arrangements for compensation

  (1)   For paragraph   942C(2)(m) of the Act, the Financial Services Guide given by the authorised representative of a financial services licensee must include a statement about:

  (a)   the kind of arrangements for compensation that the licensee has in place; and

  (b)   whether those arrangements satisfy the requirements under section   912B of the Act for arrangements for compensation .

  (2)   This regulation commences, for a particular authorised representative, on the date that subregulations   7.6.02AAA(1), (2) and (3) take effect for the financial services licensee for whom he or she is a representative.


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