Commonwealth Consolidated Regulations

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CORPORATIONS REGULATIONS 2001 - REG 7.7A.12F

What subdivision is about

                   This subdivision:

                     (a)  is made for paragraphs 963B(1)(e) and 963C(f) of the Act; and

                     (b)  prescribes the circumstances in which a monetary or non-monetary benefit given to a financial services licensee, or representative of a financial services licensee, (the provider ) who provides financial product advice to persons as retail clients is not conflicted remuneration.

Note:          The definition of financial product advice is in subsection 766B(1) of the Act.



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