Commonwealth Consolidated Regulations

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CORPORATIONS REGULATIONS 2001 - REG 7.9.11H

Notification about change to Approved Securities List or current interest rate for margin loan

             (1)  For paragraph 1017B(1A)(b) of the Act, a change to the Approved Securities List or current interest rate for a margin loan is specified.

             (2)  For paragraph 1017B(3)(c) of the Act, the issuer of the margin loan must notify the holder of the change by:

                     (a)  sending notice of the change to the holder:

                              (i)  by pre-paid post to a postal address nominated by the holder; or

                             (ii)  to an email address nominated by the holder; or

                     (b)  placing a notice on a webpage that is likely to come to the holder's attention if the holder is monitoring the holder's margin loan.



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