Commonwealth Consolidated Regulations

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CORPORATIONS REGULATIONS 2001 - REG 7.9.75A

Ways of giving information

  (1)   For paragraph   1017B(3)(c) of the Act, the following are ways in which a responsible person may notify a holder:

  (a)   notifying the holder in any way agreed to by the holder;

  (b)   notifying the holder's agent in any way agreed to by the agent.

  (2)   For paragraph   1017D(6)(c) of the Act, the following are ways of giving a periodic statement to a holder:

  (a)   making the periodic statement available to the holder in any way agreed to by the holder;

  (b)   making the periodic statement available to the holder's agent in any way agreed to by the agent.

  (3)   For paragraph   1017DA(2)(c) of the Act, the following are ways in which information mentioned in subsection   1017DA(1) of the Act may be provided to a person:

  (a)   in writing;

  (b)   electronically;

  (c)   providing the information to the person in any way agreed to by the person;

  (d)   making the information available to the person's agent in any way agreed to by the agent;

  (e)   making the information publicly available on the superannuation entity's website.

  (4)   If a provision of the Act or these Regulations imposes additional requirements in relation to a matter in subregulation   (1), (2) or (3), the ways of notifying a holder, giving a periodic statement and providing information are subject to the requirements.

Note:   Regulation   7.9.75B is an example of an additional requirement.

  (5)   For this regulation, a notification, a periodic statement or information may be given or sent to a person's agent only if the agent is not acting as the person's agent in one of the capacities mentioned in subsection   1015C(3) of the Act.


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