Commonwealth Consolidated Regulations

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Short selling of certain warrants

                   For paragraph 1020B(1)(d) of the Act, a financial product that is transferable and is:

                     (a)  a derivative under section 761D of the Act; or

                     (b)  a financial product that would, apart from the effect of paragraph 761D(3)(c) of the Act, be a derivative for section 761D of the Act and is excluded from that paragraph only because it is a security under paragraph (c) of the definition of security in section 761A of the Act; or

                     (c)  a legal or equitable right or interest in an interest in a managed investment scheme of the kind mentioned in paragraph 764A(1)(ba) of the Act;

is prescribed.

Note:          Paragraph 764A(1)(ba) of the Act refers to a managed investment scheme that is not a registered scheme, other than a scheme (whether or not operated in this jurisdiction) in relation to which none of paragraphs 601ED(1)(a), (b) and (c) of the Act are satisfied.

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