Commonwealth Consolidated Regulations

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CORPORATIONS REGULATIONS 2001 - REG 8.2.01

Prescribed offer (Act s 1200C(4))

                   For subsection 1200C(4) of the Act an offer of a security is a prescribed offer in relation to New Zealand if a disclosure document (as defined in the Financial Markets Conduct Act 2013 of New Zealand) must be prepared in accordance with:

                     (a)  the Financial Markets Conduct Act 2013 of New Zealand; or

                     (b)  the Financial Markets Conduct Regulations 2014 of New Zealand .

Note:          For the purpose of Chapter 8 of the Act and Chapter 8 of these regulations, a security does not include all of the financial products defined as securities in the Financial Markets Conduct Act 2013 of New Zealand--see the definition of securities in section 1200A(1) of the Act. For example, a security does not include an interest in a superannuation scheme or a life insurance policy.



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