Commonwealth Consolidated Regulations

[Index] [Table] [Search] [Search this Regulation] [Notes] [Noteup] [Previous] [Next] [Download] [Help]

CORPORATIONS REGULATIONS 2001 - REG 8A.4.40

Register of members--purposes for which a person may obtain and use a copy

    For the purposes of paragraph   1213K(2)(c) (and paragraph   1213L(3)(a)) of the Act, the following purposes are prescribed:

  (a)   soliciting a donation from a member of a notified foreign passport fund;

  (b)   soliciting a member of a notified foreign passport fund by a person who is authorised to assume or use the word stockbroker or sharebroker in accordance with section   923B of the Act;

  (c)   gathering information about the personal wealth of a member of a notified foreign passport fund;

  (d)   making an offer that satisfies paragraphs 1019D(1)(a) to (d) of the Act;

  (e)   making an invitation that, were it an offer to purchase a financial product, would be an offer that satisfies paragraphs 1019D(1)(a) to (d) of the Act.

Note:   Section   1019D of the Act deals with unsolicited offers to purchase financial products off - market.


AustLII: Copyright Policy | Disclaimers | Privacy Policy | Feedback