Commonwealth Consolidated Regulations

CORPORATIONS REGULATIONS 2001 - REG 9.1.02

    For subsections   1274A(3) and (4) of the Act, the following information is prescribed:

  (a)   in relation to each company (other than a CCIV) registered under section   118 or 601BD of the Act or the registration of which is continued by section   1378 of the Act:

  (i)   its full name, the date of its registration and its registration number;

  (ii)   whether it is a public company or a proprietary company;

  (iii)   whether it is a company limited by shares, a company limited by guarantee, a company limited by both shares and guarantee, an unlimited company or a no liability company;

  (iv)   its contact address;

  (iva)   its principal place of business;

  (v)   its registered office;

  (vi)   its officers;

  (vii)   any scheme of arrangement it has entered into with its creditors, its placement under voluntary administration, a deed of company arrangement, restructuring or receivership, or its liquidation;

  (viii)   its paid - up and unpaid capital;

  (ix)   its deregistration;

  (x)   any charges on its property that have been lodged with ASIC or entered in the Australian Register of Company Charges;

  (aa)   in relation to each CCIV registered under section   118 of the Act as modified by section   1222C of the Act:

  (i)   the name and address of the corporate director of the CCIV;

  (ii)   the name and address of the auditor of the corporate director of the CCIV;

  (iii)   the name and ARFN of each sub - fund of the CCIV;

  (iv)   if the CCIV is a retail CCIV--the name and address of the auditor of the compliance plan for the retail CCIV;

  (v)   the date of any amendment of the constitution or compliance plan of the CCIV;

  (vi)   any deregistration of the CCIV or a sub - fund of the CCIV;

  (vii)   the name and address of the auditor of the CCIV;

  (b)   in relation to the Register of Disqualified Company Directors and Other Officers--orders and notices registered under section   1274AA of the Act;

  (c)   in relation to the Australian Register of Company Charges--each charge registered under subsection   265(2) of the Act;

  (d)   in relation to each body registered in the register of registered Australian bodies:

  (i)   its full name, the date of its incorporation and its registration number;

  (ii)   the class of the body in its place of origin and whether the liability of members of the body is limited;

  (iii)   its contact address;

  (iiia)   its principal place of business;

  (iv)   its registered office;

  (v)   its registered office or principal place of business in its place of origin;

  (vi)   its officers;

  (vii)   any scheme of arrangement it has entered into with its creditors, its placement under voluntary administration or a deed of company arrangement or receivership or its liquidation;

  (viii)   its paid - up and unpaid capital;

  (ix)   its deregistration;

  (x)   any charges on its property that have been lodged with ASIC or entered in the Australian Register of Company Charges;

  (e)   in relation to each company entered in the register of foreign companies:

  (i)   its full name, the date and place of its incorporation or registration in its place of origin and its registration number;

  (ii)   the class of the foreign company in its place of origin and whether the liability of its members is limited;

  (iii)   its contact address;

  (iiia)   its principal place of business;

  (iv)   its registered office;

  (v)   its registered office or principal place of business in its place of origin;

  (vi)   its officers;

  (vii)   its agent;

  (viii)   any scheme of arrangement it has entered into with its creditors, its placement under voluntary administration or a deed of company arrangement or receivership or its liquidation;

  (ix)   its paid - up and unpaid capital;

  (x)   its deregistration;

  (xi)   any charges on its property that have been lodged with ASIC or entered in the Australian Register of Company Charges;

  (f)   in relation to the register of reserved or registered names--a name entered in that register, the number allocated to that name and the date on which the entry was made;

  (g)   in relation to the Register of Licence Holders--each licence holder registered under section   783 or 784 of the Act;

  (h)   in relation to each registered scheme:

  (i)   the ARSN of the scheme;

  (ii)   the name of the scheme;

  (iii)   the date of registration of the scheme under Part   5C.1 of the Act;

  (iiia)   its contact address;

  (iiib)   its principal place of business;

  (iv)   the name and address of the registered office of the responsible entity of the scheme;

  (v)   the name and address of the auditor of the scheme's compliance plan;

  (vi)   the date of any amendment of the constitution or compliance plan of the scheme;

  (vii)   any winding up of the scheme under Part   5C.9 of the Act;

  (viia)   any deregistration of the scheme under Part   5C.10 of the Act;

  (viii)   the name and address of the auditor of the scheme;

  (ha)   in relation to each fund entered in the Register of Passport Funds--the information about the fund that must be included on the Register of Passport Funds under paragraph   1214(3)(a) or (b) of the Act;

  (i)   in relation to the Register of Futures Licensees--the name of each registered futures licensee;

  (j)   in relation to the Register of Auditors--the name of each registered auditor;

  (m)   in relation to the register in respect of financial services licensees mentioned in subsection   922A(2) of the Act:

  (i)   all of the information in the register which ASIC considers appropriate for a person to search in accordance with subsection   1274A(3) of the Act; or

  (ii)   all of the information in the register which ASIC considers appropriate to make available in accordance with subsection   1274A(4) of the Act;

  (n)   in relation to the register in respect of authorised representatives of financial services licensees mentioned in subsection   922A(2) of the Act:

  (i)   all of the information in the register which ASIC considers appropriate for a person to search in accordance with subsection   1274A(3) of the Act; or

  (ii)   all of the information in the register which ASIC considers appropriate to make available in accordance with subsection   1274A(4) of the Act;

  (o)   in relation to the register in respect of persons against whom a banning order or disqualification order is made mentioned in subsection   922A(2) of the Act:

  (i)   all of the information in the register which ASIC considers appropriate for a person to search in accordance with subsection   1274A(3) of the Act; or

  (ii)   all of the information in the register which ASIC considers appropriate to make available in accordance with subsection   1274A(4) of the Act;

  (p)   in relation to the register relating to trustees for debenture holders kept under section   283BCA of the Act:

  (i)   all of the information in the register which ASIC considers appropriate for a person to search in accordance with subsection   1274A(3) of the Act; or

  (ii)   all of the information in the register which ASIC considers appropriate to make available in accordance with subsection   1274A(4) of the Act;

  (q)   in relation to the Register of Relevant Providers:

  (i)   all of the information in the Register (other than a relevant provider's date and place of birth) which ASIC considers appropriate for a person to search in accordance with subsection   1274A(3) of the Act; or

  (ii)   all of the information in the Register (other than a relevant provider's date and place of birth) which ASIC considers appropriate to make available in accordance with subsection   1274A(4) of the Act.