Commonwealth Consolidated Regulations

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CORPORATIONS REGULATIONS 2001 - REG 9.1.02

Prescribed information

                   For subsections 1274A(3) and (4) of the Act, the following information is prescribed:

                     (a)  in relation to each company (other than a CCIV) registered under section 118 or 601BD of the Act or the registration of which is continued by section 1378 of the Act:

                              (i)  its full name, the date of its registration and its registration number;

                             (ii)  whether it is a public company or a proprietary company;

                            (iii)  whether it is a company limited by shares, a company limited by guarantee, a company limited by both shares and guarantee, an unlimited company or a no liability company;

                            (iv)  its contact address;

                          (iva)  its principal place of business;

                             (v)  its registered office;

                            (vi)  its officers;

                           (vii)  any scheme of arrangement it has entered into with its creditors, its placement under voluntary administration, a deed of company arrangement, restructuring or receivership, or its liquidation;

                          (viii)  its paid-up and unpaid capital;

                            (ix)  its deregistration;

                             (x)  any charges on its property that have been lodged with ASIC or entered in the Australian Register of Company Charges;

                    (aa)  in relation to each CCIV registered under section 118 of the Act as modified by section 1222C of the Act:

                              (i)  the name and address of the corporate director of the CCIV;

                             (ii)  the name and address of the auditor of the corporate director of the CCIV;

                            (iii)  the name and ARFN of each sub-fund of the CCIV;

                            (iv)  if the CCIV is a retail CCIV--the name and address of the auditor of the compliance plan for the retail CCIV;

                             (v)  the date of any amendment of the constitution or compliance plan of the CCIV;

                            (vi)  any deregistration of the CCIV or a sub-fund of the CCIV;

                           (vii)  the name and address of the auditor of the CCIV;

                     (b)  in relation to the Register of Disqualified Company Directors and Other Officers--orders and notices registered under section 1274AA of the Act;

                     (c)  in relation to the Australian Register of Company Charges--each charge registered under subsection 265(2) of the Act;

                     (d)  in relation to each body registered in the register of registered Australian bodies:

                              (i)  its full name, the date of its incorporation and its registration number;

                             (ii)  the class of the body in its place of origin and whether the liability of members of the body is limited;

                            (iii)  its contact address;

                          (iiia)  its principal place of business;

                            (iv)  its registered office;

                             (v)  its registered office or principal place of business in its place of origin;

                            (vi)  its officers;

                           (vii)  any scheme of arrangement it has entered into with its creditors, its placement under voluntary administration or a deed of company arrangement or receivership or its liquidation;

                          (viii)  its paid-up and unpaid capital;

                            (ix)  its deregistration;

                             (x)  any charges on its property that have been lodged with ASIC or entered in the Australian Register of Company Charges;

                     (e)  in relation to each company entered in the register of foreign companies:

                              (i)  its full name, the date and place of its incorporation or registration in its place of origin and its registration number;

                             (ii)  the class of the foreign company in its place of origin and whether the liability of its members is limited;

                            (iii)  its contact address;

                          (iiia)  its principal place of business;

                            (iv)  its registered office;

                             (v)  its registered office or principal place of business in its place of origin;

                            (vi)  its officers;

                           (vii)  its agent;

                          (viii)  any scheme of arrangement it has entered into with its creditors, its placement under voluntary administration or a deed of company arrangement or receivership or its liquidation;

                            (ix)  its paid-up and unpaid capital;

                             (x)  its deregistration;

                            (xi)  any charges on its property that have been lodged with ASIC or entered in the Australian Register of Company Charges;

                      (f)  in relation to the register of reserved or registered names--a name entered in that register, the number allocated to that name and the date on which the entry was made;

                     (g)  in relation to the Register of Licence Holders--each licence holder registered under section 783 or 784 of the Act;

                     (h)  in relation to each registered scheme:

                              (i)  the ARSN of the scheme;

                             (ii)  the name of the scheme;

                            (iii)  the date of registration of the scheme under Part 5C.1 of the Act;

                          (iiia)  its contact address;

                          (iiib)  its principal place of business;

                            (iv)  the name and address of the registered office of the responsible entity of the scheme;

                             (v)  the name and address of the auditor of the scheme's compliance plan;

                            (vi)  the date of any amendment of the constitution or compliance plan of the scheme;

                           (vii)  any winding up of the scheme under Part 5C.9 of the Act;

                         (viia)  any deregistration of the scheme under Part 5C.10 of the Act;

                          (viii)  the name and address of the auditor of the scheme;

                   (ha)  in relation to each fund entered in the Register of Passport Funds--the information about the fund that must be included on the Register of Passport Funds under paragraph 1214(3)(a) or (b) of the Act;

                      (i)  in relation to the Register of Futures Licensees--the name of each registered futures licensee;

                      (j)  in relation to the Register of Auditors--the name of each registered auditor;

                    (m)  in relation to the register in respect of financial services licensees mentioned in subsection 922A(2) of the Act:

                              (i)  all of the information in the register which ASIC considers appropriate for a person to search in accordance with subsection 1274A(3) of the Act; or

                             (ii)  all of the information in the register which ASIC considers appropriate to make available in accordance with subsection 1274A(4) of the Act;

                     (n)  in relation to the register in respect of authorised representatives of financial services licensees mentioned in subsection 922A(2) of the Act:

                              (i)  all of the information in the register which ASIC considers appropriate for a person to search in accordance with subsection 1274A(3) of the Act; or

                             (ii)  all of the information in the register which ASIC considers appropriate to make available in accordance with subsection 1274A(4) of the Act;

                     (o)  in relation to the register in respect of persons against whom a banning order or disqualification order is made mentioned in subsection 922A(2) of the Act:

                              (i)  all of the information in the register which ASIC considers appropriate for a person to search in accordance with subsection 1274A(3) of the Act; or

                             (ii)  all of the information in the register which ASIC considers appropriate to make available in accordance with subsection 1274A(4) of the Act;

                     (p)  in relation to the register relating to trustees for debenture holders kept under section 283BCA of the Act:

                              (i)  all of the information in the register which ASIC considers appropriate for a person to search in accordance with subsection 1274A(3) of the Act; or

                             (ii)  all of the information in the register which ASIC considers appropriate to make available in accordance with subsection 1274A(4) of the Act;

                     (q)  in relation to the Register of Relevant Providers (within the meaning of section 910A of the Act):

                              (i)  all of the information in the Register (other than a relevant provider's date and place of birth) which ASIC considers appropriate for a person to search in accordance with subsection 1274A(3) of the Act; or

                             (ii)  all of the information in the Register (other than a relevant provider's date and place of birth) which ASIC considers appropriate to make available in accordance with subsection 1274A(4) of the Act.



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