Commonwealth Consolidated Regulations

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CORPORATIONS REGULATIONS 2001 - SCHEDULE 2ASchedule

2A--Forms of transfer of Division 3 securities

(regulation 7.11.04)

Form 1  

 

DIVISION 3 SECURITY TRANSFER FORM

MARKING STAMP

 

PART 1

Full name of company:

Description of Division 3 assets:

Class:

If not fully paid, paid to:

Register:

Quantity:

[Words]

[Figures]

 

Transfer identification number:

Full name(s) of transferor(s):

The transferor(s) hereby transfer(s) the above Division 3 assets to the transferee(s) named in Part 2 hereof or to the several transferees named in Part 2 of the Broker's Transfer Form(s), Split Transfer Form(s) or Consolidated Transfer Form(s) relating to the assets.

This transfer is executed on the transferor's behalf by the transferor's broker, who certifies:

(a)     as to the validity of documents; and

(b)     that stamp duty, if payable, has been or will be paid.

[Transferor's broker's stamp]

Affixed at

on

(place and date of affixing stamp)

PART 2

 

Full name(s) and address(es) of transferee(s):

 

 

 

 

 

 

 

 

Transferee's broker hereby certifies:

(a)     that the Division 3 assets set out in Part 1 above, having been purchased in the ordinary course of business, are to be registered in the name(s) of the transferee(s) named in this Part; and

(b)     that stamp duty, if payable, has been or will be paid;

and hereby requests that such entries be made in the register as are necessary to give effect to this transfer;

[Transferee's broker's stamp]

Date of affixing stamp:

PART 3

 

Transferee's broker hereby certifies:

(a)     that the Division 3 assets set out in Part 1 above, having been purchased in the ordinary course of business, are to be registered in the name(s) of the transferee(s) named in the Consolidated Transfer Form relating to the Division 3 assets; and

(b)     that stamp duty, if payable, has been or will be paid;

and hereby requests that such entries be made in the register as are necessary to give effect to this transfer.

[Transferee's broker's stamp]

Date of affixing stamp:

Form 2  

 

BROKER'S TRANSFER FORM

MARKING STAMP

 

PART 1

Full name of company:

Description of Division 3 assets:

Class:

If not fully paid, paid to:

Register:

Quantity:

[Words]

[Figures]

 

Transfer identification number:

 

Full name(s) of transferor(s):

 

 

 

 

 

 

Transferor's broker hereby certifies:

(a)     that the Security Transfer Form relating to the Division 3 assets set out above has been or will be lodged at the company's office; and

(b)     that stamp duty, if payable, has been or will be paid.

[Transferor's broker's stamp]

Affixed at

on

(place and date of affixing stamp)

 

PART 2

 

Full name(s) and address(es) of transferee(s):

 

 

 

 

 

 

 

Transferee's broker hereby certifies:

(a)     that the Division 3 assets set out in Part 1 above, having been purchased in the ordinary course of business, are to be registered in the name(s) of the transferee(s) named in this Part; and

(b)     that stamp duty, if payable, has been or will be paid;

and hereby requests that such entries be made in the register as are necessary to give effect to this transfer.

[Transferee's broker's stamp]

Date of affixing stamp:

PART 3

 

Transferee's broker hereby certifies:

(a)     that the Division 3 assets set out in Part 1 above, having been purchased in the ordinary course of business, are to be registered in the name(s) of the transferee(s) named in the Consolidated Transfer Form relating to the assets; and

(b)     that stamp duty, if payable, has been or will be paid;

and hereby requests that such entries be made in the register as are necessary to give effect to this transfer.

[Transferee's broker's stamp]

Date of affixing stamp:

Form 3  

 

SPLIT TRANSFER FORM

 

MARKING STAMP

 

PART 1

 

Full name of company:

Description of Division 3 assets:

Class:

If not fully paid, paid to:

Register:

Quantity:

[Words]

[Figures]

 

Transfer identification number:

 

Full name(s) of transferor(s):

 

 

 

The [name of market licensee] hereby certifies that the Security Transfer Form or the Broker's Transfer Form relating to the Division 3 assets set out above has been or will be lodged at the company's office.

[Market licensee stamp]

Affixed at

on

(place and date of affixing stamp)

PART 2

 

Full name(s) and address(es) of transferee(s)

Transferee's broker hereby certifies:

(a)     that the Division 3 assets set out in Part 1 above, having been purchased in the ordinary course of business, are to be registered in the name(s) of the transferee(s) named in this Part; and

(b)     that stamp duty, if payable, has been or will be paid;

and hereby requests that such entries be made in the register as are necessary to give effect to this transfer.

[Transferee's broker's stamp]

Date of affixing stamp:

PART 3

 

Transferee's broker hereby certifies:

(a)     that the Division 3 assets set out in Part 1 above, having been purchased in the ordinary course of business, are to be registered in the name(s) of the transferee(s) named in the Consolidated Transfer Form relating to the Division 3 assets; and

(b)     that stamp duty, if payable, has been or will be paid;

and hereby requests that such entries be made in the register as are necessary to give effect to this transfer.

[Transferee's broker's stamp]

Date of affixing stamp:

Form 4  

 

CONSOLIDATED TRANSFER FORM

 

MARKING STAMP

 

PART 1

 

Full name of company:

Description of Division 3 assets:

Class:

If not fully paid, paid to:

Register:

Quantity:

[Words]

[Figures]

 

Transfer identification number:

Transfer Consolidation Number(s):

PART 2

 

Full name(s) and address(es) of transferee(s):

Transferee's broker hereby certifies:

(a)     that the Division 3 assets set out in Part 1 of the Form(s) whose Transfer Consolidation Number(s) is (or are) set out in Part 1 above, having been purchased in the ordinary course of business, are to be registered in the name(s) of the transferee(s) named in this Part; and

(b)     that stamp duty, if payable, has been or will be paid;

and hereby requests that such entries be made in the register as are necessary to give effect to the transfer(s).

[Transferee's broker's stamp]

Date of affixing stamp:

Form 5  

 

SECURITY RENUNCIATION AND TRANSFER FORM

 

MARKING STAMP

 

PART 1

 

Full name of company:

Description of Division 3 rights:

 

Register:

Quantity:

[Words]

[Figures]

Transfer identification number:

 

Full name(s) of transferor(s):

 

The transferor(s) hereby renounce(s) and transfer(s) the above Division 3 rights in favour of the transferee(s) named in Part 2 hereof or to the several transferees named in Part 2 of the Broker's Renunciation and Transfer Form(s), Renunciation and Split Transfer Form(s) or Renunciation and Consolidated Transfer Form(s) relating to the above Division 3 rights.

This transfer and renunciation is executed on the transferor's behalf by the transferor's broker, who certifies:

(a)     as to the validity of documents; and

(b)     that stamp duty, if payable, has been or will be paid.

[Transferor's broker's stamp]

Affixed at

on

(place and date of affixing stamp)

PART 2

 

Full name(s) and address(es) of transferee(s):

Transferee's broker hereby certifies:

(a)     that, the Division 3 rights set out in Part 1 above having been purchased in the ordinary course of business, the Division 3 assets to which the Division 3 rights relate are to be issued to the transferee(s) named in this Part; and

(b)     that stamp duty, if payable, has been or will be paid;

and hereby requests that the Division 3 assets be issued by the company to the transferee(s) and such entries be made in the register as are necessary to give effect to this renunciation and transfer.

[Transferee's broker's stamp]

Date of affixing stamp:

PART 3

 

Transferee's broker hereby certifies:

(a)     that, the Division 3 rights set out in Part 1 above having been purchased in the ordinary course of business, the Division 3 assets to which the rights relate are to be issued to the transferee(s) named in the Renunciation and Consolidated Transfer Form relating to the Division 3 rights; and

(b)     that stamp duty, if payable, has been or will be paid;

and hereby requests that the Division 3 assets be issued by the company to the transferee(s) and such entries be made in the register as are necessary to give effect to this renunciation and transfer.

[Transferee's broker's stamp]

Date of affixing stamp:

Form 6  

 

BROKER'S RENUNCIATION AND TRANSFER FORM

 

MARKING STAMP

 

PART 1

 

Full name of company:

Description of Division 3 rights:

 

Register:

Quantity:

[Words]

[Figures]

Transfer identification number:

 

Full name(s) and address(es) of transferor(s):

Transferor's broker hereby certifies:

(a)     that the Security Renunciation and Transfer Form relating to the Division 3 rights set out above has been or will be lodged at the company's office; and

(b)     that stamp duty, if payable, has been or will be paid.

[Transferor's broker's stamp]

Affixed at

on

(place and date of affixing stamp)

PART 2

 

Full name(s) and address(es) of transferee(s):

Transferee's broker hereby certifies:

(a)     that, the Division 3 rights set out in Part 1 above having been purchased in the ordinary course of business, the Division 3 assets to which the Division 3 rights relate are to be issued to the transferee(s) named in this Part; and

(b)     that stamp duty, if payable, has been or will be paid;

and hereby requests that the Division 3 assets be issued by the company to the transferee(s) and such entries be made in the register as are necessary to give effect to this renunciation and transfer.

[Transferee's broker's stamp]

Date of affixing stamp:

PART 3

 

Transferee's broker hereby certifies:

(a)     that, the Division 3 rights set out in Part 1 above having been purchased in the ordinary course of business, the Division 3 assets to which the Division 3 rights relate are to be issued to the transferee(s) named in the Renunciation and Consolidated Transfer Form relating to the rights; and

(b)     that stamp duty, if payable, has been or will be paid;

and hereby requests that the Division 3 assets be issued by the company to the transferee(s) and such entries be made in the register as are necessary to give effect to this renunciation and transfer.

[Transferee's broker's stamp]

Date of affixing stamp:

Form 7  

 

RENUNCIATION AND SPLIT TRANSFER FORM

 

MARKING STAMP

 

PART 1

Full name of company:

Description of Division 3 rights:

 

Register:

Quantity:

[Words]

[Figures]

Transfer identification number:

 

Full name(s) of transferor(s):

The [name of market licensee] hereby certifies that the Security Renunciation and Transfer Form or the Broker's Renunciation and Transfer Form relating to the Division 3 rights set out above has been or will be lodged at the company's office.

[Market licensee stamp]

Affixed at

on

(place and date of affixing stamp)

PART 2

Full name(s) and address(es) of transferee(s):

Transferee's broker hereby certifies:

(a)     that, the Division 3 rights set out in Part 1 above having been purchased in the ordinary course of business, the Division 3 assets to which the Division 3 rights relate are to be issued to the transferee(s) named in this Part; and

(b)     that stamp duty, if payable, has been or will be paid;

and hereby requests that the Division 3 assets be issued by the company to the transferee(s) and such entries be made in the register as are necessary to give effect to this renunciation and transfer.

[Transferee's broker's stamp]

Date of affixing stamp:

PART 3

Transferee's broker hereby certifies:

(a)     that, the Division 3 rights set out in Part 1 above having been purchased in the ordinary course of business, the Division 3 assets to which the Division 3 rights relate are to be issued to the transferee(s) named in the Renunciation and Consolidated Transfer Form relating to the rights; and

(b)     that stamp duty, if payable, has been or will be paid;

and hereby requests that the Division 3 assets be issued by the company to the transferee(s) and such entries be made in the register as are necessary to give effect to this renunciation and transfer.

(Transferee's broker's stamp)

Date of affixing stamp:

Form 8  

 

RENUNCIATION AND CONSOLIDATION TRANSFER FORM

 

MARKING STAMP

 

PART 1

Full name of company:

Description of Division 3 rights:

 

Register:

Quantity:

[Words]

[Figures]

Transfer identification number:

 

Transfer Consolidation Number:

 

PART 2

Full name(s) and address(es) of transferee(s):

Transferee's broker hereby certifies:

(a)     that, the Division 3 rights set out in Part 1 of the Form(s) whose Transfer Consolidation Number(s) is (or are) set out in Part 1 above having been purchased in the ordinary course of business, the Division 3 assets to which the Division 3 rights relate are to be issued to the transferee(s) named in this Part; and

(b)     that stamp duty, if payable, has been or will be paid;

and hereby requests that the Division 3 assets be issued by the company to the transferee(s) and such entries be made in the register as are necessary to give effect to the renunciation(s) and transfer(s).

[Transferee's broker's stamp]

Date of affixing stamp:

Form 9  

 

TRUSTEE TRANSFER FORM

 

MARKING STAMP

 

PART 1

Full name of company:

Description of Division 3 assets:

Class:

If not fully paid, paid to:

Register:

Quantity:

[Words]

[Figures]

Transfer identification number, where appropriate:

 

Full name(s) of transferor(s):

 

PART 2

Full name(s) and address(es) of transferee(s):

Transferor hereby certifies that the Division 3 assets set out in Part 1 above are to be registered in the name(s) of the transferee(s) named in this Part, being the person(s) for or on whose behalf the transferor held them, either alone or together with another person or other persons, in the ordinary course of business immediately before the execution of this transfer, and hereby requests that such entries be made in the register as are necessary to give effect to this transfer.

I [or We] hereby transfer the above Division 3 assets to the transferee(s) named in Part 2 hereof.

Execution by the transferor(s):

Date of execution:

Form 10  

 

TRUSTEE RENUNCIATION AND TRANSFER FORM

 

PART 1

Full name of company:

Description of Division 3 rights:

 

Register:

Quantity:

[Words]

[Figures]

Transfer identification number, where appropriate:

 

Full name(s) of transferor(s):

 

PART 2

Full name(s) and address(es) of transferee(s):



Transferor hereby certifies that, the Division 3 rights set out in Part 1 above having been transferred to the person(s) for or on whose behalf the transferor held them, either alone or together with another person or other persons, in the ordinary course of business immediately before the transfer, the Division 3 assets to which the Division 3 rights relate are to be issued to the transferee(s) named in this Part, and hereby requests that the Division 3 assets be issued by the company to the transferee(s) and that such entries be made in the register as are necessary to give effect to this renunciation and transfer.

I [or We] hereby renounce and transfer the above Division 3 rights in favour of the transferee(s) named in Part 2 hereof.

Execution by the transferor(s):

Date of execution:


 



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