(1) Subsection 1002G(2) does not apply in respect of:
- (a)
- subscribing for
securities under an underwriting agreement or a sub-underwriting agreement; or
- (b)
- entering into an agreement referred to in paragraph (a); or
- (c)
- selling securities subscribed for under an agreement referred to in
paragraph (a).
(2) Subsection 1002G(3) does not apply in respect of:
- (a)
- the communication
of information in relation to securities to a person solely for the purpose of
procuring the person to enter into an underwriting agreement in relation to
any such securities; or
- (b)
- the communication of information in relation to securities by a person who
may be required under an underwriting agreement to subscribe for any such
securities if the communication is made to another person solely for the
purpose of procuring the other person to do either or both of the following:
- (i)
- enter into a sub-underwriting agreement in relation to any such
securities;
- (ii)
- subscribe for any such securities.