Commonwealth Numbered Acts

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CORPORATIONS ACT 2001 No. 50, 2001 - SECT 1154

ASIC may require licensed futures broker to give information

(1) ASIC may, by writing given to the holder of a futures brokers licence, direct the holder to give ASIC specified information about, or a specified statement relating to, a business of dealing in futures contracts that the holder carries on or has carried on. (2) A direction under subsection (1) to give a specified statement may also direct the holder to cause the statement to be audited by a registered company auditor before it is given to ASIC. (3) A person must comply with a direction under this section:

if the direction specifies a reasonable period for compliance—within that period; or

in any other case—within a reasonable period;

or within that period as extended by ASIC by writing given to the person.

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