For the purposes of this Part, a person who holds a futures brokers licence is
not precluded from dealing in a futures contract concerning a body corporate
if:
- (a)
- the licensee enters into the dealing as agent for another person
pursuant to a specific instruction by that other person to enter into that
dealing; and
- (b)
- the licensee has not given any advice to the other person in relation to
dealing in a futures contract concerning the body corporate; and
- (c)
- the other person is not, in relation to the dealing, an associate of the
licensee.