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CORPORATIONS ACT 2001 No. 50, 2001 - SECT 1269

Restrictions on use of titles "futures broker", "futures exchange" etc.

(1) A person who is not the holder of a futures brokers licence must not take or use, or by inference adopt, the name or title of futures broker, or take or use, or have attached to, or exhibited at, any place, a name, title or description implying, or tending to create the belief, that the person is a futures broker. (2) A person who is not the holder of a futures brokers licence must not:

(a)
take or use, or by inference adopt; or

(b)
have attached to, or exhibited at, any place;

a name, title or description implying, or tending to create the belief, that the person is the holder of a futures brokers licence.

(3) A body corporate that is not:

(a)
a futures exchange; or

(b)
a recognised futures exchange;

must not take or use, or by inference adopt, the name or title of futures exchange, or take or use, or have attached to, or exhibited at, any place, a name, title or description implying, or tending to create the belief, that the body is:

(c)
a futures exchange; or

(d)
a recognised futures exchange.

(4) A body corporate that is not a futures association must not take or use, or by inference adopt, the name or title of futures association, or take or use, or have attached to, or exhibited at, any place, a name, title or description implying, or tending to create the belief, that the body is a futures association.


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