(1) ASIC must keep a Register of Licence Holders for the purposes of this
Chapter.
(2) ASIC must include in the Register, in relation to each licence, a copy of:
- (a)
- the licence; and
- (b)
- each instrument that imposes conditions on the licence, or revokes or
varies conditions of the licence, after the licence is granted.
(3) ASIC must enter in the Register, in relation to each licence:
- (a)
- the
name of the licensee; and
- (b)
- if the licensee is a body corporatethe name of each director, and of
each secretary, of the body; and
- (c)
- the day on which the licence was granted; and
- (d)
- in relation to each business to which the licence relates:
- (i)
- the address of the principal place at which the business is carried on;
and
- (ii)
- the addresses of the other places (if any) at which the business is
carried on; and
- (iii)
- if the business is carried on under a name or style other than the name
of the holder of the licencethat name or style; and
- (e)
- particulars of any suspension of the licence; and
- (f)
- any other prescribed matters.
(4) Where a person no longer holds a particular licence, ASIC must remove from
the Register the documents included in it, and the particulars entered in it,
in relation to that licence.
(5) A person may inspect and make copies of, or take extracts from, the
Register.