Commonwealth Numbered Acts

[Index] [Table] [Search] [Search this Act] [Notes] [Noteup] [Previous] [Next] [Download] [Help]

CORPORATIONS ACT 2001 No. 50, 2001 - SECT 807

Representatives of investment advisers

A natural person must not do an act as a representative of an investment adviser (other than an exempt investment adviser) unless:

the investment adviser:

is also a dealer and holds a dealers licence; or
holds an investment advisers licence; and
the person holds a proper authority from the investment adviser.

AustLII: Copyright Policy | Disclaimers | Privacy Policy | Feedback