Commonwealth Numbered Acts

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CORPORATIONS ACT 2001 No. 50, 2001 - SECT 811

Licensee to notify ASIC of location and contents of register

(1) In this section:

"register", in relation to a licensee, means a register that the licensee keeps for the purposes of section 810.

(2) Within 14 days after establishing a register, the licensee must lodge written notice of where the register is kept. (3) As soon as practicable after changing the place where a register is kept, the licensee must lodge written notice of the new place where the register is kept. (4) Within 2 business days after the day on which a person begins to hold a particular proper authority from a licensee, the licensee must, whether or not the person has previously held a proper authority from the licensee, lodge:

(a)
a copy of the first-mentioned proper authority; and

(b)
a written notice stating that the person began to hold that proper authority on that day.

(5) The licensee must lodge a written notice, within the period provided by subsection (6):

(a)
setting out the information that the register is required to contain by paragraph 810(3)(b), (c), (d) or (e); and

(b)
stating that the information has been, or is to be, entered in the register.

(6) A notice under subsection (5) must be lodged within the period within which subsection 810(5) requires the information to be entered in the register. (7) Within 2 business days after a person ceases to hold a proper authority from a licensee, the licensee must, unless at the end of those 2 business days the person again holds a proper authority from the licensee, lodge a written notice stating that the person has ceased to hold such a proper authority.



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