ASIC may, by written notice, require a person (in this section called the
principal ) to supply ASIC with:
- (a)
- the name and address of the person who
contributed or prepared specified advice or a specified analysis or report; or
- (b)
- the names and addresses of all persons who, during a specified period,
contributed or prepared any advice, analysis or report;
being advice, or an analysis or report, about securities that was published:
- (c)
- in a newspaper or periodical owned or published by the principal; or
- (d)
- in the course of, or by means of, transmissions that:
- (i)
- the principal makes by means of an information service; or
- (ii)
- are made by means of an information service that the principal owns,
operates or makes available; or
- (e)
- in sound recordings, video recordings, or data recordings, that the
principal makes available as mentioned in paragraph 77(6)(c).