Commonwealth Numbered Regulations

CORPORATIONS (FEES) REGULATIONS (AMENDMENT) 1998 No. 184 - REG 4

4.1 Part 1: Omit the Part.

4.2 Part 2 heading: Omit the heading.

4.3 Item 1: Omit all the words before paragraph (a), substitute:

"On application under subsection 782 (1) for a dealers licence or an
investment advisers licence or under subsection 1144 (1) for a futures brokers
licence or a futures advisers licence:".

4.4 After item 1, insert:
"1A    On application for variation of a dealers licence to authorise 
the licensee to operate a managed investment scheme or managed
investment schemes of a particular kind                $230".


4.5 Paragraphs 2 (a) and (b): Omit the paragraphs, substitute:

"(a) by a body corporate that holds a dealers licence, an investment advisers
licence, a futures brokers licence or a futures advisers
licence                                                $290


   (b)  by a natural person who holds a dealers licence, an investment
        advisers licence, a futures brokers licence or a futures advisers
licence                                                $115".


4.6 Item 5: Omit the item, substitute:
  "5    On application for:


   (a)  registration of a company under section 118:
        (i) if the company has a share capital         $690


        (ii)   if the company does not have a share capital
$290

   (b)  registration of a company under section 601BD:

        (i)    if, at the time of lodging the application, the body
corporate was registered under Division 2 of Part 5B.2
$290
        (ii) in any other case                         $690


   (c)  transfer of the registration of a company
         under section 1362B                           $750".


4.7 Item 6: Omit "Part 4.1", substitute "Part 5B.2".

4.8 After item 6, insert:
"6A    On application under section 601EA for registration of a 
managed investment scheme:

   (a)  if the application relates to prescribed interests to which
section 1452 applies                                    $870 

        (b) if paragraph (a) does not apply            $1730".


4.9 Item 7: Omit the item, substitute:
"7    On lodging the annual return, except a return to which item 7A 
or 7B applies, of:

   (a)  a public company, except a special purpose company
$870

   (b)  a proprietary company, except a special purpose company
$200
      (c) a special purpose company                      $35

      (d) a registered scheme                           $870".


4.10 Item 8: Omit "a Division 1 company", substitute "a company registered
under section 118".

4.11 Item 9: Omit "section 349", substitute "section 601CK".

4.12 Items 9A, 9B and 9C: Omit the items, substitute:
"9A    On lodging a report under section 319:


   (a)  by a disclosing entity, except a company or registered
       scheme                                   $870

9B    On lodging a report under section 320     no fee".


4.13 Items 11 and 12: Omit the items.

4.14 Item 21: Omit the item.

4.15 Paragraph 22 (a): Omit "subsection 367 (4)", substitute "subsection 147
(2) or 601DC (2)".

4.16 Paragraph 22 (b): Omit the paragraph, substitute:
  "(b) under section 601QA, 728, 730 or 1084    $290".


4.17 Paragraph 23 (a): Omit the paragraph, substitute:

"(a) for ASC to exercise a power under section 601AE or 601AF; or".

4.18 Item 24: Omit the item, substitute:
"24    On application:


   (a)  under section 111AT, paragraph 157 (1) (b) or section 340;
or

   (b)  for the exercise by ASC of its power under subsection 150
           (1)               $115".


4.19 Paragraph 25 (a): Omit the paragraph, substitute:

"(a) under subsection 163 (1); or".

4.20 Paragraph 25 (b): After "under", insert "Chapter 5C or".

4.21 Item 26: Omit the item, substitute:
"26    On lodging an application for the reservation of a name or for 

the extension of a reservation of a name                    $35".


4.22 Item 29: Omit all the words before paragraph (a), substitute:

"For a document issued or displayed by ASC containing information relating to
a single corporation or registered scheme, if the information is retrieved
using a computer system:".

4.23 Item 30: After "corporation", insert "or registered scheme".

4.24 Item 32: Omit "the Commission", substitute "ASC".

4.25 Item 33: Omit all the words before paragraph (a), substitute:

"For the issue of a document relating to recorded entries about a corporation
or a registered scheme, or a director or secretary of a company, on all
registers maintained using a computer system:".

4.26 Item 34: Omit the item, substitute:
"34    For a certificate issued by ASC, except a certificate issued 
under:

   (a)  paragraph 118 (1) (c), section 160, subsection 164 (6), subsection 165
        (5), paragraph 601BD (1) (c) or subsection 601CU (1), 1280 (5), 1282
        (6) or 1283 (2); or

   (b)  regulation 10.1.07 of the Corporations Regulations
$15".

4.27 Item 35: Omit "the Commission", substitute "ASC".

4.28 Item 35: Omit "items 30, 31 and 32", substitute "item 30, 31 or 32".

4.29 Item 36: Omit "the Commission", substitute "ASC".

4.30 Item 37: Omit "the Australian Securities Commission", substitute "ASC".

4.31 Item 38: Omit the item.

4.32 Item 39: Omit "Chapter 7 or 8,", substitute "Chapter 5C, 7 or 8".

4.33 Item 40: Omit "the Commission", substitute "ASC".

4.34 Paragraph 40 (a): Omit the paragraph, substitute:

"(a) an act under section 601AE or 601AF; or".

4.35 Items 41 and 42: Omit "the Commission", substitute "ASC".