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This is a Bill, not an Act. For current law, see the Acts databases.


STATE RECORDS BILL 1998

                   Western Australia



        State Records Bill 1998


                     CONTENTS




               Part 1 -- Preliminary
1.     Short title                                             2
2.     Commencement                                            2
3.     Interpretation                                          2
4.     Authorized applicant                                    6
5.     Act binds Crown                                         6
6.     Application to records created or received before
       commencement                                            6
7.     Application to State organizations                      7
8.     Application to former State organizations               7
9.     Effect on other enactments                              8
10 .   Person responsible for State organization's
       obligations                                             8

         Part 2 -- Record keeping plans
                 Division 1 -- General
11 .   Content of plans                                        9
12 .   Effect of plans                                        10




                                                           page i


                        33--1
State Records Bill 1998



Contents



         Division 2 -- Plans of State organizations other than
                    those to which Division 3 applies
      13 .      Application                                         11
      14 .      State organizations to have plans                   11
      15 .      Existing organizations to lodge draft plans         11
      16 .      New organizations to lodge draft plans              11
      17 .      Director to report on draft plans                   12
      18 .      Commission may approve draft plans                  12
      19 .      Amending plans                                      12
           Division 3 -- Plans of the Commission, the State
             Records Office and Schedule 3 organizations
      20 .      Commission to have plan                             12
      21 .      State Records Office to have plan                   13
      22 .      Schedule 3 organizations to have plans              14
          Division 4 -- Reviews of and periodic reports about
                                   plans
      23 .      Review of plans                                     15
      24 .      State organizations to report periodically          15
      25 .      Reports to be given to Parliament                   16

                Part 3 -- Control of State records
      26 .     Control of records that are not State archives       17
      27 .     State archives to be transferred to State archives
               collection                                           17
      28 .     Contracting-out of record keeping not prevented      18

                      Part 4 -- State archives
                         Division 1 -- General
      29 .     State archives identified                            19
      30 .     State archives collection                            19
      31 .     Director has control of State archives collection    19



page ii
                                           State Records Bill 1998



                                                          Contents



       Division 2 -- Restricted access archives
32 .   Restricted access archives identified                        20
33 .   When archives cease to be restricted access archives         20
         Division 3 -- Archives keeping plan
34 .   Director to have plan                                        21
35 .   Approval of plan                                             22
36 .   Plan to be reviewed                                          22
37 .   Periodic report about plan                                   23
         Division 4 -- Destruction of archives
38 .   Destruction of archives                                      23

        Part 5 -- Access to State records
39 .   Records that are not State archives                          24
40 .   State archives that are not restricted access archives       24
41 .   Restricted access archives                                   24
42 .   Archives at least 75 years old                               25
43 .   Archives containing exceptionally sensitive
       information                                                  25
44 .   Medical etc. information, limited access to                  26
45 .   Applying for access to State archives                        27
46 .   State organization to have access to its archives            27

       Part 6 -- Recovering State records
47 .   Direction to deliver                                         28
48 .   Court action to recover                                      28
49 .   Compensation for recovered records                           28
50 .   Reciprocal agreements to recover State records               29
51 .   No limitation period etc.                                    29

       Part 7 -- State Records Commission
               Division 1 -- General
52 .   Commission established                                       30

                                                                page iii
State Records Bill 1998



Contents



      53 .    Membership                                            30
      54 .    Provisions about membership and meetings              30
      55 .    Functions                                             31
      56 .    Principles and standards                              31
      57 .    Committees of the Commission                          33
      58 .    Staff                                                 33
      59 .    Financial matters                                     34
      60 .    Annual report to Parliament                           34
      61 .    Special report to Parliament                          35
             Division 2 -- Relationship with the Minister
      62 .    Commission to be generally independent                35
      63 .    Minister to have access to information                36
                  Division 3 -- Investigative powers
      64 .    Commission's right of access to State records         36
      65 .    Commission may request report on record keeping       37
      66 .    Commission to have powers of special inquirer
              under Public Sector Management Act 1994               37

                Part 8 -- Administrative matters
      67 .     Director of State Records                            39
      68 .     Staff                                                39
      69 .     State Records Office                                 39
      70 .     Director's functions                                 39
      71 .     Director's right of access to State records          40
      72 .     Director's contractual powers                        41

                          Part 9 -- General
      73 .     Information about Aboriginal Australians             42
      74 .     Confidentiality                                      42
      75 .     Offences                                             43
      76 .     Evidential matters                                   44
      77 .     Protection from defamation or breach of confidence
               actions                                              45

page iv
                                            State Records Bill 1998



                                                          Contents



78 .      Protection from criminal actions                       46
79 .      Protection from personal liability for wrongdoing      46
80 .      Crown's rights in respect of State records             46
81 .      Regulations                                            46

           Schedule 1 -- State organizations

  Schedule 2 -- Organizations that are not State
                organizations

       Schedule 3 -- Certain State organizations

       Schedule 4 -- Provisions applicable to the
                    Commission
1.        Interpretation                                         52
2.        Term of office                                         52
3.        Chairperson                                            52
4.        Meetings                                               53
5.        Conflicts of interest                                  53
6.        Leave of absence                                       54
7.        Remuneration                                           54




                                                              page v
                           Western Australia



                     LEGISLATIVE ASSEMBLY




                State Records Bill 1998
                               A Bill for


An Act to provide for the keeping of State records and for related
purposes.



The Parliament of Western Australia enacts as follows:




                                                               page 1
     State Records Bill 1998
     Part 1         Preliminary

     s. 1



                              Part 1 -- Preliminary
     1.         Short title
                This Act may be cited as the State Records Act 1998.

     2.         Commencement
 5              The provisions of this Act come into operation on such day as
                is, or days as are respectively, fixed by proclamation.

     3.         Interpretation
          (1)   In this Act --
                "authorized applicant", in relation to an application to the
10                   Commission, means a person authorized under section 4 to
                     make the application;
                "Commission" means the State Records Commission
                     established by section 52;
                "control", in relation to a record, means the responsibility for
15                   keeping it but does not include the responsibility for
                     creating it;
                "destroy", in relation to a record, means to deal with the
                     record --
                     (a) so that any or all of the information recorded or
20                         stored on it is obliterated or rendered illegible or
                           irrecoverable; or
                     (b) so that it can not convey a meaning in a visible,
                           audible or recoverable form;
                "Director" means the Director of State Records referred to in
25                   section 67;




     page 2
                                               State Records Bill 1998
                                           Preliminary          Part 1

                                                                  s. 3



     "exempt record" means a record --
          (a) control of which is given by a State organization to
                another person in the course of the organization's
                operations;
 5        (b) that is part of publicly available library material held
                by a State organization for reference purposes;
          (c) that was not created by a State organization and that
                is part of the collection of a State collecting
                institution;
10   "FOI Act" means the Freedom of Information Act 1992;
     "keep", in relation to a record, has the meaning affected by
          subsection (2);
     "record" means any record of information however recorded
          and includes --
15        (a) any thing on which there is writing or Braille;
          (b) a map, plan, diagram or graph;
          (c) a drawing, pictorial or graphic work, or photograph;
          (d) any thing on which there are figures, marks,
                perforations, or symbols, having a meaning for
20              persons qualified to interpret them;
          (e) anything from which images, sounds or writings can
                be reproduced with or without the aid of anything
                else; and
           (f) any thing on which information has been stored or
25              recorded, either mechanically, magnetically, or
                electronically;
     "relevant Minister", in relation to a Schedule 3 organization,
          means the Minister to whom the administration of the Act
          under which the organization is established or continued is
30        for the time being committed by the Governor;


                                                                page 3
     State Records Bill 1998
     Part 1         Preliminary

     s. 3



              "record keeping plan", in relation to a State organization,
                  means the record keeping plan that the organization is
                  required to have under Part 2 as the plan is amended from
                  time to time under that Part;
 5            "restricted access archive" means a State archive to which
                  access is restricted until it is of a certain age;
              "retention period" in relation to a record, means the period for
                  which the record must be kept before it may be destroyed;
              "Schedule 3 organization" means a State organization in
10                Schedule 3;
              "State archive" means a State record that is to be retained
                  permanently;
              "State archives collection" means the collection of State
                  archives referred to in section 30;
15            "State collecting institution" means --
                   (a) the Art Gallery of Western Australia preserved and
                        continued by the Art Gallery Act 1959;
                  (b) the State Reference Library (as defined in the Library
                        Board of Western Australia Act 1951); and
20                 (c) the Western Australian Museum constituted under the
                        Museum Act 1969;
              "State organization" means an organization in Schedule 1 but
                  not an organization in Schedule 2;
              "State organization employee" means --
25                 (a) a person who, under the Public Sector Management
                        Act 1994, is a public service officer of a State
                        organization; or
                  (b) a person who is engaged by a State organization,
                        whether under a contract for services or otherwise;



     page 4
                                                     State Records Bill 1998
                                                 Preliminary          Part 1

                                                                        s. 3



           "State record" means a record created or received by --
               (a) a State organization; or
               (b) a State organization employee in the course of the
                     employee's work for the organization,
 5             but does not include an exempt record;
           "State Records Office" means the entity referred to in section
               69;
           "successor", in relation to a State organization that is abolished
               or that ceases to be a State organization, means the State
10             organization (if any) that takes over that organization's
               functions;
           "unauthorized possession", in relation to a State record, means
               possession that is not authorized by any of the following:
               (a) the record keeping plan of the State organization that
15                   last had possession of, or that has the control of, the
                     record;
               (b) the State organization that last had possession of, or
                     that has the control of, the record;
               (c) the archives keeping plan;
20             (d) the Director;
               (e) a written law;
                (f) an order or determination of a court or tribunal.
     (2)   In this Act a reference to keeping records or record keeping
           includes a reference --
25           (a) to creating, maintaining, indexing, organizing, storing,
                   preserving, securing, retaining and managing records;
                   and
             (b) to maintaining, preserving, securing and retaining the
                   means by which any information on a record can be
30                 recovered.

                                                                      page 5
     State Records Bill 1998
     Part 1         Preliminary

     s. 4



          (3)   In this Act a State organization's State records are those State
                records that the organization has created or received or taken
                control of.
          (4)   In this Act a reference to transferring a record to another person
 5              includes a reference to transferring the means of recovering the
                record's information to the person.
          (5)   In this Act the age of a record is to be determined from the date
                when it first became a State record.
          (6)   Notes and examples in this Act are provided to assist
10              understanding and do not form part of the Act.

     4.         Authorized applicant
                If under section 32(2)(b), 33(3), or 43(3) a State organization
                could apply to the Commission in relation to a State archive but
                the organization has been abolished or has ceased to be a State
15              organization, then the application may be made by --
                  (a) the successor (if any) to the former organization that
                        took over the function of the former organization to
                        which the archive most closely relates;
                  (b) the Minister administering the Royal Commissions
20                      Act 1968 if the former organization was a Royal
                        Commission; or
                  (c) the Director in any other case.

     5.         Act binds Crown
                This Act binds the Crown.

25   6.         Application to records created or received before
                commencement
                This Act applies to any record that on the commencement of
                this Act is a State record, even though the record was created or

     page 6
                                                          State Records Bill 1998
                                                      Preliminary          Part 1

                                                                               s. 7



                received by or on behalf of a State organization before then and
                notwithstanding that the organization may have been abolished
                or ceased to be a State organization.

     7.         Application to State organizations
 5              This Act applies to a State organization unless this Act or
                another written law expressly says otherwise.

     8.         Application to former State organizations
          (1)   In this section --
                "former organization" means a State organization that is
10                   abolished or that ceases to be a State organization.
          (2)   Subject to Part 3, control of a State record kept by a former
                organization is to be taken --
                  (a) if there is only one successor to the former
                       organization -- by that successor;
15                (b) if there are 2 or more successors to the former
                       organization -- by the successor that takes over the
                       function to which the record most closely relates;
                  (c) if a person that is not a State organization takes over the
                       function of the former organization to which the record
20                     relates -- by that person; or
                  (d) if the functions of the former organization are not taken
                       over by any person -- by a State organization
                       designated by the Minister.
          (3)   A State organization that takes control of a State record from a
25              former organization must keep that record in accordance with
                the former organization's record keeping plan until the
                organization's own record keeping plan is amended.




                                                                              page 7
     State Records Bill 1998
     Part 1         Preliminary

     s. 9



           (4)   If a person that is not a State organization takes control of a
                 State record from a former organization --
                   (a) the person is to be taken to be a State organization for
                          the purposes of this Act; and
 5                 (b) the former organization's record keeping plan is to be
                          taken to be the person's record keeping plan.
           (5)   This section is subject to any express provision in a written law
                 about the records of a former organization.

     9.          Effect on other enactments
10         (1)   If a provision in another written law requires a State
                 organization to keep a record in respect of any matter and that
                 provision is inconsistent with a provision in this Act, the
                 provision in the other written law prevails.
           (2)   This Act does not affect the operation of the Royal Commission
15               (Custody of Records) Act 1992.

     10.         Person responsible for State organization's obligations
           (1)   Where a State organization is not an individual, the individual
                 responsible for ensuring that a State organization complies with
                 this Act is the individual who, under the FOI Act, is the
20               principal officer of the organization.
           (2)   If under the FOI Act a State organization that is not an
                 individual does not have a principal officer, the individual
                 responsible for ensuring that the organization complies with this
                 Act is the individual who holds the office or class of office
25               declared by the regulations to be the office responsible.




     page 8
                                                                 State Records Bill 1998
                                                    Record keeping plans          Part 2
                                                                General       Division 1
                                                                                    s. 11



                         Part 2 -- Record keeping plans
                                    Division 1 -- General
     11.         Content of plans
           (1)   A record keeping plan is a document in respect of a State
 5               organization setting out --
                   (a) the matters about which records are to be created by the
                        organization; and
                   (b) how State records under the organization's control are to
                        be kept by it.
10         (2)   A State organization's record keeping plan must --
                  (a)     comply with principles and standards established by the
                          Commission under section 56;
                  (b)     ensure that the organization's record keeping properly
                          and adequately records the performance of the
15                        organization's functions; and
                  (c)     be consistent with any written law to which the
                          organization is subject when performing its functions.
           (3)   Without limiting subsection (1), a record keeping plan must set
                 out --
20                 (a) those State records that will be State archives;
                  (b) those State archives that will be restricted access
                       archives and the ages at which they will cease to be
                       restricted access archives;
                   (c) the retention period for those State records that are not
25                     State archives; and
                  (d) the systems to ensure the security of State records and
                       compliance with the record keeping plan.
                  Note: "retention period" is defined in section 3.


                                                                                   page 9
     State Records Bill 1998
     Part 2         Record keeping plans
     Division 1     General
     s. 12



           (4)   A record keeping plan may set out the manner in which records
                 will be created.
           (5)   A record keeping plan may provide --
                  (a) for a State record to be reproduced in another form;
 5                (b) for the destruction of a State record if a reproduction of
                        it is being kept, even though the destruction occurs at a
                        time when the record would otherwise not be able to be
                        lawfully destroyed.
                 For example: records in paper form could be microfilmed and
10               the paper form destroyed.
           (6)   A State organization's record keeping plan may provide that
                 some or all of the organization's State archives --
                   (a) are never to be transferred to the State archives
                        collection under section 27(1); or
15                 (b) are to be transferred at a time other than that prescribed
                        by that section.

     12.         Effect of plans
                 A State organization's record keeping plan must be complied
                 with by --
20                (a) the State organization; and
                  (b) every State organization employee of the organization in
                        the course of the employee's work for the organization.




     page 10
                                                                State Records Bill 1998
                                                 Record keeping plans            Part 2
                 Plans of State organizations other than those to which      Division 2
                                                      Division 3 applies
                                                                                   s. 13


      Division 2 -- Plans of State organizations other than those to
                       which Division 3 applies
     13.           Application
                   This Division applies to every State organization other than the
 5                 Commission, the State Records Office and Schedule 3
                   organizations.

     14.           State organizations to have plans
                   Every State organization must have a record keeping plan that
                   has been approved by the Commission under section 18.

10   15.           Existing organizations to lodge draft plans
           (1)     A State organization in existence when this Act commences
                   must submit its draft record keeping plan to the Director.
           (2)     The Commission, by order or orders published in the Gazette, is
                   to prescribe the timing of the progressive introduction after the
15                 commencement of this Act of the requirement in subsection (1).

     16.           New organizations to lodge draft plans
                   A State organization that is created after this Act commences --
                    (a) must submit its draft record keeping plan to the Director
                          within 6 months after its creation and in any event
20                        before it is abolished or ceases to be a State
                          organization; and
                    (b) must keep records in accordance with principles and
                          standards established by the Commission under section
                          56 until the Commission approves its record keeping
25                        plan.




                                                                                page 11
     State Records Bill 1998
     Part 2         Record keeping plans
     Division 3     Plans of the Commission, the State Records Office and
                    Schedule 3 organizations
     s. 17


     17.         Director to report on draft plans
           (1)   The Director must prepare a report for the Commission about
                 every draft record keeping plan submitted to the Director.
           (2)   The Director's report must include a recommendation as to
 5               whether or not the draft plan should be approved by the
                 Commission.
           (3)   The Director must submit the draft plan and his or her report
                 about it to the Commission.

     18.         Commission may approve draft plans
10         (1)   The Commission may approve or refuse to approve a State
                 organization's draft record keeping plan.
           (2)   If the Commission refuses to approve a draft plan it must give
                 its reasons for doing so to the State organization concerned.
           (3)   If a State organization's draft plan is refused approval the
15               organization must submit another draft plan to the Director
                 within such time as the Commission directs.

     19.         Amending plans
           (1)   If a State organization wants to amend its record keeping plan it
                 must submit a draft amendment to the Director.
20         (2)   Sections 17 and 18 apply to the draft amendment as if it were a
                 draft record keeping plan.

     Division 3 -- Plans of the Commission, the State Records Office
                     and Schedule 3 organizations
     20.         Commission to have plan
25         (1)   The Commission must have a record keeping plan that has been
                 approved by the Minister under this section.

     page 12
                                                           State Records Bill 1998
                                             Record keeping plans           Part 2
             Plans of the Commission, the State Records Office and      Division 3
                                          Schedule 3 organizations
                                                                              s. 21


           (2)   The Commission must submit its draft record keeping plan to
                 the Minister within 6 months after this section commences.
           (3)   The Minister may approve or refuse to approve the draft plan.
           (4)   If the Minister refuses to approve the draft plan the Minister
 5               must give reasons for doing so to the Commission.
           (5)   If the Commission's draft plan is refused approval the
                 Commission must submit another draft plan within such time as
                 the Minister directs.
           (6)   If the Commission wants to amend the Commission's record
10               keeping plan it must submit a draft amendment to the Minister
                 and subsections (3) to (5) apply as if the draft amendment were
                 a draft plan.

     21.         State Records Office to have plan
           (1)   The State Records Office must have a record keeping plan that
15               has been approved by the Commission under this section.
           (2)   The State Records Office's plan is not to relate to the State
                 archives collection.
           (3)   The Director must submit the State Records Office's draft
                 record keeping plan to the Commission within 6 months after
20               this section commences.
           (4)   The Commission may approve or refuse to approve the draft
                 plan.
           (5)   If the Commission refuses to approve the draft plan it must give
                 its reasons for doing so to the Director.
25         (6)   If the State Records Office's draft plan is refused approval the
                 Director must submit another draft plan within such time as the
                 Commission directs.


                                                                            page 13
     State Records Bill 1998
     Part 2         Record keeping plans
     Division 3     Plans of the Commission, the State Records Office and
                    Schedule 3 organizations
     s. 22


           (7)   If the Director wants to amend the State Records Office's record
                 keeping plan it must submit a draft amendment to the
                 Commission and subsections (4) to (6) apply as if the draft
                 amendment were a draft plan.

 5   22.         Schedule 3 organizations to have plans
           (1)   Every Schedule 3 organization must have a record keeping plan
                 that has been approved by its relevant Minister under this
                 section.
           (2)   A Schedule 3 organization must submit its draft record keeping
10               plan to its relevant Minister.
           (3)   The Commission, by order or orders published in the Gazette, is
                 to prescribe the timing of the progressive introduction after the
                 commencement of this Act of the requirement in subsection (2).
           (4)   The relevant Minister may approve or refuse to approve the
15               organization's draft record keeping plan.
           (5)   If the relevant Minister refuses to approve the draft plan the
                 relevant Minister must give reasons for doing so to the
                 organization.
           (6)   If the organization's draft plan is refused approval it must
20               submit another draft plan within such time as the relevant
                 Minister directs.
           (7)   If the organization's draft plan is approved, it must give the
                 Commission a copy of the approval.
           (8)   If a Schedule 3 organization wants to amend its record keeping
25               plan it must submit a draft amendment to the relevant Minister
                 and subsections (4) to (7) apply as if the draft amendment were
                 a draft plan.




     page 14
                                                           State Records Bill 1998
                                             Record keeping plans           Part 2
                        Reviews of and periodic reports about plans     Division 4
                                                                              s. 23



           Division 4 -- Reviews of and periodic reports about plans
     23.         Review of plans
           (1)   A State organization may review its record keeping plan at any
                 time.
 5         (2)   A State organization must review its record keeping plan
                 whenever there is any significant change to the organization's
                 functions.
           (3)   The Commission may require a State organization, other than a
                 Schedule 3 organization, to review its record keeping plan.
10         (4)   The relevant Minister may require a Schedule 3 organization to
                 review its record keeping plan.
           (5)   Not more than 5 years is to elapse between the approval of a
                 State organization's record keeping plan and a review of it or
                 between one review and another.
15         (6)   When a State organization, other than the Commission or a
                 Schedule 3 organization, has reviewed its record keeping plan it
                 must submit a report of the review to the Commission.
           (7)   When a Schedule 3 organization has reviewed its record keeping
                 plan it must submit a report of the review to its relevant Minister.

20   24.         State organizations to report periodically
           (1)   Every State organization, other than a Schedule 3 organization,
                 must report in writing to the Commission at such intervals as the
                 Commission from time to time directs about its record keeping
                 plan and its compliance with the plan.
25         (2)   A Schedule 3 organization must report in writing to its relevant
                 Minister at such intervals as the relevant Minister from time to
                 time directs about its record keeping plan and its compliance
                 with the plan.

                                                                               page 15
    State Records Bill 1998
    Part 2         Record keeping plans
    Division 4     Reviews of and periodic reports about plans
    s. 25



    25.         Reports to be given to Parliament
          (1)   As soon as practicable after the Commission receives a report
                under section 24 it must give a copy to Parliament.
          (2)   As soon as practicable after a relevant Minister receives a report
5               under section 24 the Minister must give a copy to Parliament.
          (3)   For the purpose of subsections (1) and (2), section 61(2), with
                any necessary changes, applies.




    page 16
                                                             State Records Bill 1998
                                            Control of State records          Part 3

                                                                                s. 26



                      Part 3 -- Control of State records
     26.         Control of records that are not State archives
                 A State organization must keep those of its State records that are
                 not State archives until it destroys them in accordance with its
 5               record keeping plan.

     27.         State archives to be transferred to State archives collection
           (1)   Unless its record keeping plan says otherwise, a State
                 organization must transfer a State archive that is under its
                 control to the State archives collection when the archive
10               becomes 25 years old.
           (2)   A State organization may transfer a State archive under its
                 control to the State archives collection before the archive
                 becomes 25 years old if the organization does not require the
                 archive for current administrative purposes.
15         (3)   A State organization must give the Director at least 30 days
                 written notice of its intention to transfer a State archive to the
                 State archives collection.
           (4)   If the Director is unable to accept the transfer of the State
                 archive to the State archives collection at the intended time, the
20               Director must give the State organization written notice of that
                 fact and directions as to keeping the archive until the Director is
                 able to accept the transfer of the archive.
           (5)   A State organization that is given notice under subsection (4)
                 must comply with the directions at its expense.
25         (6)   When a State archive is transferred to the State archives
                 collection by a State organization --
                   (a) the organization's record keeping plan ceases to apply to
                         the archive; and
                   (b) the organization ceases to have control of it.

                                                                              page 17
     State Records Bill 1998
     Part 3         Control of State records

     s. 28



           (7)   This section does not apply to a State organization until a record
                 keeping plan has been approved under Part 2 in respect of it.

     28.         Contracting-out of record keeping not prevented
           (1)   This Part does not prevent a State organization from entering
 5               into a contract or arrangement with a person for the person to
                 perform any aspect of record keeping for the organization.
           (2)   If a State organization enters into such a contract or
                 arrangement with a person that is not a State organization it
                 must notify the Director accordingly.
10         (3)   If a State organization enters into such a contract or
                 arrangement with a person, any State record subject to the
                 contract or arrangement --
                   (a) remains under the control of the organization and
                          control of it is not to be taken as having been transferred
15                        to the person; and
                   (b) remains subject to this Act and the organization's record
                          keeping plan.




     page 18
                                                           State Records Bill 1998
                                                    State archives          Part 4
                                                          General       Division 1
                                                                              s. 29



                             Part 4 -- State archives
                                Division 1 -- General
     29.         State archives identified
                 A State record is a State archive if --
 5                 (a)   the record keeping plan of the State organization that
                         has control of it says it is;
                  (b)    another written law says it is; or
                  (c)    it is in the State archives collection.

     30.         State archives collection
10               The State archives collection consists of --
                   (a)   State archives that on the commencement of this Act are
                         taken to be in the collection;
                  (b)    State archives that have been transferred to the
                         collection under section 27; and
15                 (c)   records that have been transferred to the collection under
                         another written law.

     31.         Director has control of State archives collection
           (1)   The Director has control of the State archives that are in the
                 State archives collection.
20         (2)   The Director must keep the State archives that are in the State
                 archives collection in accordance with the archives keeping
                 plan.




                                                                            page 19
     State Records Bill 1998
     Part 4         State archives
     Division 2     Restricted access archives
     s. 32



                      Division 2 -- Restricted access archives
     32.         Restricted access archives identified
           (1)   A State archive that is not in the State archives collection is a
                 restricted access archive if the record keeping plan of the State
 5               organization that has control of it says it is.
           (2)   A State archive that is in the State archives collection is a
                 restricted access archive if --
                   (a) at the time when it was transferred to the collection by a
                          State organization, the organization's record keeping
10                        plan said it was; or
                   (b) after it is transferred to the State archives collection by a
                          State organization, the Commission, on an application
                          by the State organization or by an authorized applicant,
                          directs that it is a restricted access archive.
15         (3)   If an application is made under subsection (2)(b) in respect of a
                 State archive, the archive is to be treated as if it were a restricted
                 access archive until the Commission makes its decision.
           (4)   If under subsection (2)(b) the Commission directs that a State
                 archive is a restricted access archive, it must set the age at
20               which the archive will cease to be a restricted access archive.
           (5)   The Commission must review a decision under subsection (2)
                 that a State archive is a restricted access archive at least once in
                 the 5 years after the decision and, until the archive ceases to be
                 a restricted access archive, at least once in the 5 years after any
25               review.

     33.         When archives cease to be restricted access archives
           (1)   A State archive that is a restricted access archive and that is not
                 in the State archives collection ceases to be a restricted access


     page 20
                                                           State Records Bill 1998
                                                    State archives          Part 4
                                             Archives keeping plan      Division 3
                                                                              s. 34



                 archive at the age stated in respect of that archive by the record
                 keeping plan of the State organization that has control of it.
           (2)   A State archive that is a restricted access archive and that is in
                 the State archives collection ceases to be a restricted access
 5               archive --
                   (a) at the age set for that archive by the record keeping plan
                         of the State organization that transferred it to the
                         collection at the time it was transferred; or
                   (b) the age set by the Commission under section 32 or under
10                       subsection (4).
           (3)   An application may be made to the Commission for a direction
                 changing the age at which a restricted access archive in the State
                 archives collection ceases to be a restricted access archive by
                 the State organization that transferred the archive to the
15               collection or by an authorized applicant.
           (4)   On such an application the Commission may change the age at
                 which the restricted access archives ceases to be so.
           (5)   The Director must give effect to any direction made by the
                 Commission.

20                      Division 3 -- Archives keeping plan
     34.         Director to have plan
           (1)   The Director must have an archives keeping plan that is
                 approved by the Commission under section 35.
           (2)   The archives keeping plan must set out how State archives in
25               the State archives collection are to be kept by the Director.
           (3)   The archives keeping plan may provide --
                  (a) for a State archive to be reproduced in another form;


                                                                            page 21
     State Records Bill 1998
     Part 4         State archives
     Division 3     Archives keeping plan
     s. 35



                  (b)   for the destruction of a State archive if a reproduction of
                        it is being kept.
                 For example: archives in paper form could be microfilmed and
                 the paper form destroyed.

 5   35.         Approval of plan
           (1)   The Director must submit a draft archives keeping plan to the
                 Commission within 12 months after this section commences.
           (2)   The Commission may approve or refuse to approve the draft
                 plan.
10         (3)   If the Commission refuses to approve the draft plan it must give
                 its reasons for doing so to the Director.
           (4)   If a draft plan is refused approval the Director must submit
                 another draft plan within such time as the Commission directs.
           (5)   If the Director wants to amend the archives keeping plan the
15               Director must submit a draft amendment to the Commission and
                 subsections (2) to (4) apply as if the draft amendment were a
                 draft plan.

     36.         Plan to be reviewed
           (1)   The Director may review the archives keeping plan at any time.
20         (2)   The Commission may require the Director to review the
                 archives keeping plan.
           (3)   Not more than 5 years is to elapse between the approval of the
                 archives keeping plan and a review of it or between one review
                 and another.
25         (4)   When the Director has reviewed the archives keeping plan the
                 Director must submit a report of the review to the Commission.



     page 22
                                                             State Records Bill 1998
                                                     State archives           Part 4
                                             Destruction of archives      Division 4
                                                                                s. 37



     37.         Periodic report about plan
           (1)   The Director must report in writing to the Commission at such
                 intervals as the Commission from time to time directs about the
                 archives keeping plan and compliance with it by the Director.
 5         (2)   For the purpose of subsection (1), sections 25(1) and 61(2), with
                 any necessary changes, apply.

                         Division 4 -- Destruction of archives
     38.         Destruction of archives
           (1)   In this section --
10               "State archive" includes a class of State archives.
           (2)   If the Director is of the opinion that a State archive in the State
                 archives collection (including any reproduction of it) should no
                 longer be retained permanently the Director may apply to the
                 Commission for permission to destroy it.
15         (3)   The Commission is to refer such an application --
                   (a)   to the State organization that had control of the archive
                         before it was transferred to the State archives collection
                         unless that organization has been abolished or has
                         ceased to exist; and
20                (b)    to any other State organization that in the Commission's
                         opinion has an interest in the archive concerned.
           (4)   An organization to which an application is referred may make a
                 submission to the Commission about the application.
           (5)   After considering the application and any submission received
25               about it, the Commission may grant or refuse it and the Director
                 is to give effect to the decision accordingly.



                                                                             page 23
     State Records Bill 1998
     Part 5         Access to State records

     s. 39



                        Part 5 -- Access to State records
     39.         Records that are not State archives
                 If a State record is not a State archive, any right that a person
                 may have to be given access to it is to be determined under the
 5               FOI Act.

     40.         State archives that are not restricted access archives
           (1)   This section applies to a State archive that is not a restricted
                 access archive.
           (2)   If the State archive is not in the State archives collection and is
10               less than 25 years old, any right that a person may have to be
                 given access to it is to be determined under the FOI Act.
           (3)   If the State archive --
                  (a)    is in the State archives collection; or
                  (b)    is not in the State archives collection but is at least
15                       25 years old,
                 a person has a right to be given access to it, subject to section 44
                 and any express provision in another written law, and the FOI
                 Act does not apply to or in relation to it.

     41.         Restricted access archives
20         (1)   Any right that a person may have to be given access to a
                 restricted access archive is to be determined under the FOI Act.
           (2)   A restricted access archive in the State archives collection is not
                 a document of the Director or of the State Records Office for
                 the purposes of the FOI Act.
25         (3)   If a restricted access archive is in the State archives collection
                 any application for access to it must be made under the FOI Act;
                 but if the State organization to which the application must be

     page 24
                                                            State Records Bill 1998
                                            Access to State records          Part 5

                                                                               s. 42



                 made has been abolished or has ceased to be a State
                 organization, the application must be made --
                   (a) to the successor (if any) to the former organization that
                        took over the function of the former organization to
 5                      which the restricted access archive most closely relates;
                   (b) to the Minister administering the Royal Commissions
                        Act 1968 if the former organization was a Royal
                        Commission; or
                   (c) to the Director in any other case.

10   42.         Archives at least 75 years old
           (1)   This section applies to a State archive that is at least 75 years
                 old and irrespective of --
                   (a) whether it was a restricted access archive when it turned
                         75; or
15                 (b) whether it is in the State archives collection or not.
           (2)   Unless under section 43 the Commission has directed that the
                 State archive is an exceptionally sensitive archive, a person has
                 a right to be given access to the State archive, subject to section
                 44 and any express provision in another written law, and the
20               FOI Act does not apply to or in relation to it.

     43.         Archives containing exceptionally sensitive information
           (1)   If the Commission is satisfied on an application made under
                 subsection (3) that a State archive contains information of such
                 exceptional sensitivity that there should not be a right to be
25               given access to it under section 42, the Commission may direct
                 that it is an exceptionally sensitive archive.
           (2)   If the Commission makes such a direction it must set the age of
                 the archive at which, or the event on the occurrence of which, it
                 will cease to be an exceptionally sensitive archive.

                                                                             page 25
     State Records Bill 1998
     Part 5         Access to State records

     s. 44



           (3)   An application may be made to the Commission for such a
                 direction by the State organization that has control of a State
                 archive or that transferred an archive to the State archives
                 collection or by an authorized applicant.
 5         (4)   The Commission must review such a direction at least once in
                 the 5 years after it is made and, until the State archive ceases to
                 be an exceptionally sensitive archive, at least once in the 5 years
                 after any review.
           (5)   When a State archive ceases to be an exceptionally sensitive
10               archive, a person has a right to be given access to it, subject to
                 section 44 and any express provision in another written law, and
                 the FOI Act does not apply to or in relation to it.

     44.         Medical etc. information, limited access to
           (1)   A person is not entitled under section 40(3), 42(2) or 43(5) to
15               have access to a State archive that contains information about
                 another person's medical condition or about another person's
                 disability (as defined in the Disability Services Act 1993)
                 unless --
                   (a) the other person has consented to the person being given
20                        access; or
                   (b) that information is in a form that does not --
                            (i) disclose the identity of the other person; or
                           (ii) enable the identity of the other person to be
                                 ascertained.
25         (2)   Subsection (1) does not apply to a State archive that is at least
                 100 years old.




     page 26
                                                           State Records Bill 1998
                                           Access to State records          Part 5

                                                                              s. 45



     45.         Applying for access to State archives
           (1)   An application for access to a State archive to which there is a
                 right of access under section 40(3), 42(2) or 43(5) is to be
                 made --
 5                 (a) if it is in the State archives collection -- to the Director;
                   (b) if it is not in the collection -- to the State organization
                         that has control of it.
           (2)   Access to the State archive may be given in any of the ways set
                 out in section 27 of the FOI Act.
10         (3)   For the purpose of ensuring the safe custody of and protecting
                 the condition of a State archive, whether in the State archives
                 collection or not, the Director may attach conditions to a person
                 having access to it.

     46.         State organization to have access to its archives
15         (1)   A State organization that had access to a State archive before it
                 was transferred to the State archives collection is entitled to
                 have access to it in the collection at any reasonable time.
           (2)   Application for such access is to be made to the Director.




                                                                            page 27
     State Records Bill 1998
     Part 6         Recovering State records

     s. 47



                     Part 6 -- Recovering State records
     47.         Direction to deliver
           (1)   If the Director believes that a person has unauthorized
                 possession of a State record (whether or not ownership of the
 5               record has passed to the person), the Director may direct the
                 person to deliver the record to the Director.
           (2)   The direction must be by a written notice signed by the Director
                 and given to the person and must specify a reasonable period for
                 delivery of the record.
10         (3)   The person must comply with the direction.
                 Penalty: $3 000.

     48.         Court action to recover
           (1)   If a person does not comply with a direction made under section
                 47, the Director may apply to the District Court for an order that
15               the person deliver the State record to the Director.
           (2)   If the Court is satisfied that the person has unauthorized
                 possession of the record (whether or not ownership of the record
                 has passed to the person), it may --
                   (a) order the person to deliver the record to the Director; or
20                 (b) by its warrant direct the sheriff to seize the record.

     49.         Compensation for recovered records
           (1)   A person who loses possession of a State record as a result of a
                 direction given under section 47 or an order or warrant issued
                 under section 48 may apply to the Minister for compensation for
25               being deprived of the record.
           (2)   On such an application the Minister may pay the person such
                 compensation as the Minister thinks fit.

     page 28
                                                          State Records Bill 1998
                                         Recovering State records          Part 6

                                                                             s. 50



     50.         Reciprocal agreements to recover State records
           (1)   In this section --
                 "reciprocal person" means a person that, under a law of the
                     Commonwealth, another State or a Territory that
 5                   corresponds with this Act, has functions that correspond
                     with the Director's.
           (2)   The Director may enter into an agreement with a reciprocal
                 person under which --
                   (a) the Director may take action in this State to recover a
10                      record that under the law of the other place corresponds
                        to a State record and to give the record to the reciprocal
                        person; and
                   (b) the reciprocal person may take action in the other place
                        to recover a State record and to give the record to the
15                      Director.
           (3)   Sections 47 and 48, with any necessary changes, apply for the
                 purpose of the Director taking action to recover a record for a
                 reciprocal person.

     51.         No limitation period etc.
20         (1)   The Crown's and the Director's right to take legal action to
                 recover a State record, whether under this Part or otherwise, is
                 not subject to any limitation period.
           (2)   The Crown's and the Director's right to take legal action to
                 recover a State record otherwise than under this Part is not
25               limited by this Part.




                                                                           page 29
     State Records Bill 1998
     Part 7         State Records Commission
     Division 1     General
     s. 52



                  Part 7 -- State Records Commission
                              Division 1 -- General
     52.       Commission established
               A body called the State Records Commission is established.

 5   53.       Membership
               The Commission is to consist of 3 members appointed by the
               Governor:
                (a) a person --
                        (i) who is qualified to be appointed as a judge of the
10                           Supreme Court, or would be so qualified but for
                             the fact that he or she has attained the age
                             referred to in section 3 of the Judges' Retirement
                             Act 1937; or
                       (ii) who has held office as a judge of the Supreme
15                           Court or the District Court, whether or not he or
                             she has attained that age;
                (b) a member of the academic staff of a university in the
                     State; and
                (c) a person who has retired as a public service officer (as
20                   defined in the Public Sector Management Act 1994).

     54.       Provisions about membership and meetings
               Schedule 4 has effect.




     page 30
                                                        State Records Bill 1998
                                       State Records Commission          Part 7
                                                        General      Division 1
                                                                           s. 55



     55.         Functions
           (1)   The Commission's functions are as set out in this Act and
                 include --
                   (a) monitoring the operation of and compliance with this
 5                       Act; and
                   (b) monitoring compliance by State organizations with
                         record keeping plans; and
                   (c) inquiring into breaches or possible breaches of this Act.
           (2)   In performing its functions the Commission is, as far as possible
10               to ensure --
                   (a) that State record keeping is of a standard that best serves
                         the interests of the people of this State; and
                   (b) that, subject to the law, State records are accessible to
                         the public.

15   56.         Principles and standards
           (1)   The Commission is to establish principles and standards --
                  (a) governing record keeping by State organizations;
                  (b) for determining which State records should be State
                       archives;
20                (c) for determining which State archives should be
                       restricted access archives and the ages at which they
                       should cease to be a restricted access archive;
                  (d) for determining which State archives should not be
                       transferred to the State archives collection under section
25                     27(1); and
                  (e) for determining the retention periods for State records
                       that are not to be State archives.




                                                                          page 31
     State Records Bill 1998
     Part 7         State Records Commission
     Division 1     General
     s. 56



        (2)    Before establishing, amending or repealing the principles and
               standards, the Commission is to --
                 (a) consult such people as the Commission considers
                      desirable and practical to consult; and
 5               (b) take into account the impact which the principles and
                      standards may have on the efficiency and effectiveness
                      of State organizations and endeavour to minimize any
                      adverse impact.
        (3)    The principles and standards --
10              (a) are to be published in the Gazette;
                (b) come into operation on the day on which they are
                      published in the Gazette or on such later date as is
                      specified in the principles or standards; and
                (c) may be amended or repealed by the Commission by
15                    subsequent principles or standards.
        (4)    Section 42 of the Interpretation Act 1984 applies to and in
               relation to the principles and standards as if they were
               regulations within the meaning of that section.
        (5)    Subject to subsection (6), principles or standards have in
20             relation to other Acts and subsidiary legislation made under
               them the force of law as if enacted as part of this Act, but are
               subject to any regulations made under this Act.
        (6)    Nothing in subsection (5) prevents a court from inquiring into,
               and deciding, whether or not a principle or standard or any of its
25             provisions --
                 (a) has been validly established;
                 (b) is inconsistent with a provision of this Act;




     page 32
                                                         State Records Bill 1998
                                        State Records Commission          Part 7
                                                         General      Division 1
                                                                            s. 57



                   (c)   is unrelated to the power conferred by this section to
                         establish principles and standards,
                 as if the principle or standard or its provision were a regulation
                 within the meaning of the Interpretation Act 1984.

 5   57.         Committees of the Commission
           (1)   The Commission is to establish a committee to advise it
                 about --
                   (a) the State records that should be State archives;
                   (b) the retention periods for those State records that are not
10                      to be State archives; and
                   (c) associated matters.
           (2)   The committee is to include representatives from the Public
                 Service and bodies concerned with record keeping.
           (3)   The Commission may establish other committees to assist it in
15               the performance of its functions.
           (4)   A committee need not include a member of the Commission as
                 a member.
           (5)   The procedure for calling committee meetings and for the
                 conduct of business at those meetings is to be as determined by
20               the Commission or (subject to any determination of the
                 Commission) by the committee.

     58.         Staff
                 Officers may be appointed or made available under Part 3 of the
                 Public Sector Management Act 1994 to enable the Commission
25               to perform its functions.




                                                                            page 33
     State Records Bill 1998
     Part 7         State Records Commission
     Division 1     General
     s. 59



     59.         Financial matters
           (1)   An account called the "State Records Commission Account" is
                 to be established at either --
                   (a) the Treasury as part of the Trust Fund referred to in
 5                       section 9 of the Financial Administration and Audit
                         Act 1985; or
                   (b) with the approval of the Treasurer, at a bank (as defined
                         in section 3 of that Act).
           (2)   The Account is to be credited with --
10                 (a)   money from time to time appropriated by Parliament for
                         the purposes of the Commission; and
                  (b)    any other money that is lawfully paid to the
                         Commission.
           (3)   The Account is to be charged with --
15                (a) the remuneration and allowances payable to the
                       Commission's members and officers; and
                  (b) the expenses incurred by the Commission in performing
                       its functions.
           (4)   The provisions of the Financial Administration and Audit
20               Act 1985 regulating the financial administration, audit and
                 reporting of statutory authorities apply to and in respect of the
                 Commission and its operations.

     60.         Annual report to Parliament
                 The annual report of the Commission required under
25               Division 14 of Part II of the Financial Administration and Audit
                 Act 1985 is also to report on the operation of this Act and on
                 any legislative or administrative changes that, in the
                 Commission's view, could be made to help the objects of the
                 Act to be achieved.

     page 34
                                                           State Records Bill 1998
                                      State Records Commission              Part 7
                                     Relationship with the Minister     Division 2
                                                                              s. 61



     61.         Special report to Parliament
           (1)   In addition to its annual report the Commission may at any time
                 submit a written report to Parliament about a contravention of
                 this Act by a State organization.
 5         (2)   Such a report is to be given to the Speaker of the Legislative
                 Assembly and to the President of the Legislative Council who
                 respectively must cause a copy of it to be laid before the
                 Legislative Assembly and the Legislative Council within 15
                 sitting days after the report is received.
10         (3)   The Commission must give the Minister a copy of any report it
                 submits to Parliament as soon as is practicable after doing so.

                   Division 2 -- Relationship with the Minister
     62.         Commission to be generally independent
           (1)   The Commission is not subject to direction by the Minister or
15               any other person in the performance of its functions, except as
                 provided in this Division.
           (2)   The Minister may, after consulting the Commission, issue the
                 Commission with directions as to the general policy to be
                 followed in the performance of any of the Commission's
20               functions.
           (3)   A direction may not be issued under subsection (2) in respect of
                 a particular State record or a particular State organization.
           (4)   Every direction under this section must be in writing and the
                 text of it must be included in the Commission's annual report
25               under section 60.




                                                                           page 35
     State Records Bill 1998
     Part 7         State Records Commission
     Division 3     Investigative powers
     s. 63



     63.         Minister to have access to information
           (1)   The Minister is entitled --
                   (a)   to have information in the possession of the
                         Commission; and
 5                (b)    where the information is in or on a record, to have, and
                         make and retain copies of, that record.
           (2)   For the purposes of subsection (1) the Minister may --
                  (a) request the Commission to furnish information to the
                         Minister;
10                (b) request the Commission to give the Minister access to
                         information; and
                  (c) for the purposes of paragraph (b) make use of the staff
                         of the Commission to obtain the information and furnish
                         it to the Minister.
15         (3)   The Commission shall comply with a request made under
                 subsection (2) and make its staff and facilities available to the
                 Minister for the purposes of paragraph (c) of that subsection.
           (4)   In this section --
                 "information" means information specified, or of a description
20                    specified, by the Minister that relates to the functions of the
                      Commission.

                         Division 3 -- Investigative powers
     64.         Commission's right of access to State records
           (1)   A member of the Commission or a member of the
25               Commission's staff authorized by the Commission is entitled to
                 have access to a State organization's State records for the
                 purposes of performing the Commission's functions.


     page 36
                                                           State Records Bill 1998
                                       State Records Commission             Part 7
                                              Investigative powers      Division 3
                                                                              s. 65



           (2)   Nothing in this section entitles a member of the Commission or
                 a member of the Commission's staff to have access to the State
                 records of a Schedule 3 organization.

     65.         Commission may request report on record keeping
 5         (1)   The Commission may at any time request a State organization,
                 other than a Schedule 3 organization, to report to it about the
                 organization's record keeping or an aspect of the organization's
                 record keeping.
           (2)   The Commission may at any time request a Schedule 3
10               organization to report to its relevant Minister about the
                 organization's record keeping or an aspect of the organization's
                 record keeping.
           (3)   The request must be in writing and must specify when the report
                 is to be provided to the Commission or the relevant Minister, as
15               the case requires.
           (4)   An organization that is requested to report to the Commission or
                 a relevant Minister must do so in accordance with the request.
           (5)   A relevant Minister to whom a report is provided by a
                 Schedule 3 organization must give to the Commission --
20                 (a) written notice of the report; and
                  (b) if the report indicates the Schedule 3 organization is, or
                        is not, complying with its record keeping plan, written
                        notice of the compliance or failure to comply.

     66.         Commission to have powers of special inquirer under Public
25               Sector Management Act 1994
           (1)   For the purpose of performing its functions, the Commission
                 may investigate the record keeping of any State organization,
                 other than a Schedule 3 organization.


                                                                           page 37
     State Records Bill 1998
     Part 7         State Records Commission
     Division 3     Investigative powers
     s. 66



        (2)    For that purpose the Commission, or a person authorized in
               writing by it, has all the powers conferred on a special inquirer
               by sections 12 and 13 of, and Schedule 4 to, the Public Sector
               Management Act 1994 and those provisions apply to and in
 5             relation to --
                 (a) the Commission or that person as if it or the person were
                       a special inquirer under that Act; and
                 (b) the investigation as if it were a special inquiry under that
                       Act.
10      (3)    A person authorized by the Commission under subsection (2) to
               make an investigation must --
                (a) within such period as the Commission requires, prepare
                      a report on the conduct, findings and any
                      recommendations of the investigation; and
15              (b) immediately after preparing the report, provide the
                      Commission with a copy of it.




     page 38
                                                            State Records Bill 1998
                                             Administrative matters          Part 8

                                                                               s. 67



                         Part 8 -- Administrative matters
     67.         Director of State Records
           (1)   There is to be an office in the Public Service called the Director
                 of State Records or by such other name as the Minister from
 5               time to time directs.
           (2)   A person is to be appointed to the office under Part 3 of the
                 Public Sector Management Act 1994.

     68.         Staff
                 Officers may be appointed or made available under Part 3 of the
10               Public Sector Management Act 1994 to enable the Director to
                 perform the Director's functions.

     69.         State Records Office
                 The entity consisting of the Director and the officers referred to
                 in section 68 is to be called the State Records Office or by such
15               other name as the Minister from time to time directs.

     70.         Director's functions
           (1)   In addition to the Director's other functions under this Act, the
                 Director's functions are --
                   (a) to advise State organizations on record keeping and on
20                       training their staff in record keeping and to assist in such
                         matters;
                   (b) to advise State organizations on the preparation of and
                         compliance with record keeping plans;
                   (c) as to those State archives in the State archives collection
25                       to which there is unrestricted access, to provide --
                            (i) an information service about them;
                           (ii) public access to them; and

                                                                             page 39
     State Records Bill 1998
     Part 8         Administrative matters

     s. 71



                         (iii)   appropriate facilities and services to enable them
                                 to be effectively used for administrative
                                 requirements and for study and research;
                  (d)    to create and maintain a register of all State archives,
 5                       including those that are not in the State archives
                         collection;
                   (e)   to provide such advice and assistance to the Commission
                         as the Commission requests; and
                   (f)   to report to the Commission about the operation of and
10                       compliance by State organizations with Part 2.
           (2)   The Director may, either generally or as provided by the
                 instrument of delegation, delegate to any person any of the
                 Director's functions under this Act except this power of
                 delegation.
15         (3)   Performance of a function by a delegate is to be treated as
                 performance by the Director.

     71.         Director's right of access to State records
           (1)   The Director is entitled to have access to the State records of a
                 State organization, other than a Schedule 3 organization, for the
20               purposes of monitoring the organization's compliance with its
                 record keeping plan and this Act.
           (2)   If the relevant Minister of a Schedule 3 organization so
                 authorizes the Director, the Director is entitled to have access to
                 the State records of the organization for the purposes of
25               monitoring the organization's compliance with its record
                 keeping plan and this Act.
           (3)   State records to which the Director is entitled to access under
                 subsection (1) or (2) are not documents of the Director for the
                 purposes of the FOI Act.


     page 40
                                                    State Records Bill 1998
                                     Administrative matters          Part 8

                                                                      s. 72



    72.   Director's contractual powers
          The Director may enter into a contract or an arrangement with
          any person under which --
            (a) the person indexes, organizes, stores, preserves, secures,
5                destroys or manages State records;
            (b) the State Records Office indexes, organizes, stores,
                 preserves, secures, destroys or manages records for the
                 person.




                                                                   page 41
     State Records Bill 1998
     Part 9         General

     s. 73



                                 Part 9 -- General
     73.         Information about Aboriginal Australians
           (1)   If a State record contains information about --
                   (a) Aboriginal cultural material or an Aboriginal site (as
 5                        those expressions are defined in the Aboriginal Heritage
                          Act 1972); or
                   (b) any other matter relating to the heritage of Aboriginal
                          Australians,
                 these decisions must not be made unless Aboriginal bodies
10               concerned with that information have been consulted about the
                 decision:
                   (c) a decision on whether the record will be a State archive;
                   (d) if the record is not a State archive, a decision as to the
                         retention period for the record.
15         (2)   If a State archive contains information about Aboriginal
                 Australians or their culture the disclosure of which is likely to
                 contravene Aboriginal tradition, these decisions must not be
                 made unless Aboriginal bodies concerned with that tradition
                 have been consulted about the decision:
20                 (a) a decision on whether the archive will be a restricted
                          access archive;
                   (b) a decision as to the age at which it will cease to be a
                          restricted access archive.

     74.         Confidentiality
25         (1)   This section applies to a person who is or was:
                  (a) a member of the Commission, its staff or a committee of
                         it;
                  (b) the Director or an officer in the State Records Office.

     page 42
                                                          State Records Bill 1998
                                                          General          Part 9

                                                                             s. 75



           (2)   A person to whom this section applies must not, directly or
                 indirectly, disclose or make use of --
                   (a) any information that is in a State record to which the
                         person has access in the course of duty;
 5                 (b) any information obtained in the course of duty,
                 except --
                   (c) for the purpose of performing functions under this Act;
                   (d) as required or allowed by this Act or under another
                        written law;
10                 (e) in the case of a State record, with the consent of the
                        State organization that has control of it.
                 Penalty: $10 000.

     75.         Offences
           (1)   A State organization employee who does not keep a State record
15               in accordance with the record keeping plan of the organization,
                 commits an offence.
           (2)   A State organization employee who, without lawful authority,
                 transfers, or who offers to transfer, the possession of a State
                 record to a person who is not entitled to possession of the
20               record, commits an offence.
           (3)   A State organization employee who destroys a State record
                 commits an offence unless the destruction is authorized by the
                 record keeping plan of the organization.
           (4)   A person who destroys a State record while the record is the
25               subject of a notice under section 47 or an application made, or
                 order or warrant issued, under section 48, commits an offence.




                                                                           page 43
     State Records Bill 1998
     Part 9         General

     s. 76



           (5)   A person who has unauthorized possession of a State record and
                 who destroys that record, commits an offence unless the person
                 owns the record.
           (6)   It is a defence to a charge of an offence under subsection (2),
 5               (3), (4) or (5) to prove that the alleged act was done pursuant
                 to --
                    (a) a written law; or
                   (b) an order or determination of a court or tribunal.
           (7)   It is a defence to a charge of an offence under subsection (5) to
10               prove that the person had no reasonable cause to suspect that the
                 record was a State record.
                 Penalty: $10 000.

     76.         Evidential matters
           (1)   A copy of a State organization's record keeping plan certified
15               by a member of the Commission is evidence of the plan and its
                 contents and of the fact that it has been made and approved
                 under this Act.
           (2)   If under a State organization's record keeping plan a State
                 record is reproduced in another form, the reproduction has the
20               same evidential value as the record, in the absence of evidence
                 to the contrary.
           (3)   For the purposes of subsection (2) a certificate signed by the
                 individual who under section 10 is responsible for a State
                 organization complying with this Act, or by his or her delegate,
25               certifying that a copy of a State record is a reproduction that has
                 been reproduced under the organization's record keeping plan is
                 evidence of the certificate's contents.




     page 44
                                                            State Records Bill 1998
                                                            General          Part 9

                                                                                s. 77



           (4)   A copy of a State archive certified as a copy by the Director has
                 the same evidential value as the original, in the absence of
                 evidence to the contrary.
           (5)   Unless the contrary is proved, it is to be presumed that a
 5               certificate under this section, purporting to have been signed by
                 a person who is authorized to sign it was signed by a person
                 who at the time was authorized to sign it.
           (6)   This section is in addition to and does not affect the operation of
                 the Evidence Act 1906.

10   77.         Protection from defamation or breach of confidence actions
           (1)   When a State archive is transferred to the State archives
                 collection under this Act by its author or any other person,
                 neither person is criminally liable or liable in tort for doing so.
           (2)   If access to a State archive is given under this Act by a person
15               who believes, in good faith, that this Act requires or permits the
                 access to be given --
                   (a) an action in tort for defamation or breach of confidence
                         does not lie against the Crown, a State organization or a
                         State organization employee merely because access is
20                       given; and
                   (b) an action in tort for defamation or breach of confidence
                         in respect of any publication involved in, or resulting
                         from, the giving of access does not lie against the author
                         of the archive or any other person by reason of the
25                       author or other person having supplied the document to
                         a State organization.
           (3)   The giving of access to a State archive under this Act does not
                 constitute, for the purpose of the law on defamation or breach of
                 confidence, an authorization or approval of the publication of
30               the archive, or any matter it contains, by the person to whom
                 access is given.

                                                                              page 45
     State Records Bill 1998
     Part 9         General

     s. 78



     78.         Protection from criminal actions
                 If access to a State archive is given under this Act by a person
                 who believes, in good faith, that this Act requires or permits the
                 access to be given, the person is not guilty of an offence merely
 5               because access is given.

     79.         Protection from personal liability for wrongdoing
           (1)   An action in tort does not lie against a person for anything that
                 the person has done, in good faith, in the performance or
                 purported performance of a function under this Act.
10         (2)   The protection given by subsection (1) applies even though the
                 thing done as described in that subsection may have been
                 capable of being done whether or not this Act had been enacted.
           (3)   Despite subsection (1), the Crown is not relieved of any liability
                 that it might have for another person having done anything as
15               described in that subsection.
           (4)   In this section, a reference to the doing of anything includes a
                 reference to an omission to do anything.

     80.         Crown's rights in respect of State records
                 The fact that a State record is destroyed under this Act or
20               another written law does not limit the Crown's rights in respect
                 of any evidential value of the record.

     81.         Regulations
           (1)   The Governor may make regulations prescribing all matters that
                 are required or permitted by this Act to be prescribed, or are
25               necessary or convenient to be prescribed for giving effect to the
                 purposes of this Act.




     page 46
                                                  State Records Bill 1998
                                                  General          Part 9

                                                                     s. 81



    (2)   Without limiting subsection (1), regulations may --
           (a) provide for charges for the reasonable expenses incurred
                by the State Records Office in --
                    (i) keeping any State record for another State
5                        organization;
                   (ii) giving a person or a State organization access to
                         a State archive in the State archives collection;
           (b) provide for matters in connection with giving access to
                State archives.




                                                                  page 47
     State Records Bill 1998


     Schedule 1    State organizations




                      Schedule 1 -- State organizations
                                                                                 [s. 3]
     1.    The Governor.
     2.    The Governor's Establishment referred to in the Governor's
 5         Establishment Act 1992.
     3.    The Parliament.
     4.    A department of the staff of Parliament referred to in the Parliamentary
           and Electorate Staff (Employment) Act 1992.
     5.    The Executive Council.
10   6.    The Cabinet.
     7.    A Minister of the Crown.
     8.    A court or tribunal established or continued under a written law.
     9.    The Police Force within the meaning of the Police Act 1892.
     10.   An incorporated or unincorporated body established or continued for a
15         public purpose under a written law.
     11.   The holder of an office, post or position established or continued for a
           public purpose under a written law.
     12.   A department as defined in the Public Sector Management Act 1994.
     13.   A local government or regional local government under the Local
20         Government Act 1995.
     14.   A Royal Commission established under the Royal Commissions Act 1968.




     page 48
                                                          State Records Bill 1998


                                              State organizations       Schedule 1



    15.   A body or office that is established by the Governor or a Minister.
    16.   A commission, board, committee or other body established by, or a
          person appointed by, the Governor or Parliament or a House of
          Parliament or the Government of the State to advise, inquire into or
5         investigate any matter.




                                                                           page 49
    State Records Bill 1998


    Schedule 2   Organizations that are not




            Schedule 2 -- Organizations that are not State
                          organizations
                                                                                [s. 3]
    1.   The electorate office of a member of Parliament.
5   2.   The office of the Leader of the Opposition in the Legislative Council.
    3.   The office of the Leader of the Opposition in the Legislative Assembly.
    4.   The office of the person referred to in paragraph (g) of the definition of
         "political office holder" in section 3 of the Public Sector Management
         Act 1994.




    page 50
                                                        State Records Bill 1998


                                     Certain State organizations      Schedule 3




              Schedule 3 -- Certain State organizations
                                                                             [s. 3]
    1.   The Electricity Corporation established by the Electricity Corporation
         Act 1994.
5   2.   The Gas Corporation established by the Gas Corporation Act 1994.
    3.   The Water Corporation established by the Water Corporation Act 1995.




                                                                         page 51
     State Records Bill 1998


     Schedule 4     Provisions applicable to the Commission




          Schedule 4 -- Provisions applicable to the Commission
                                                                                  [s. 54]

     1.         Interpretation
                In this Schedule --
 5              "member" means a member of the Commission.

     2.         Term of office
          (1)   The appointment of a person as a member is to specify a term of
                appointment of not more than 3 years.
          (2)   A person who is or was a member may be re-appointed as a member.
10        (3)   A member may resign by giving his or her written resignation to the
                Minister.
          (4)   The Governor may terminate the appointment of a member if the
                Governor is satisfied that the member --
                  (a)   is an insolvent under administration (as defined in the
15                      Corporations Law);
                  (b)   is incompetent, has misbehaved or has neglected his or her
                        functions as a member;
                  (c)   has been absent, without leave and without reasonable
                        excuse, from 3 consecutive meetings of the Commission of
20                      which the member has had notice;
                  (d)   is unable to perform his or her functions as a member because
                        of illness.

     3.         Chairperson
                The Commission is to decide which of its members is to be its
25              chairperson.




     page 52
                                                             State Records Bill 1998


                           Provisions applicable to the Commission         Schedule 4



     4.         Meetings
          (1)   The Commission is to decide when it meets.
          (2)   The Commission may hold a meeting at which some or all members
                participate by telephone or other similar means of instantaneous
 5              communication, but a member who speaks on a matter at the meeting
                must be able to be heard by all the other members at the meeting.
          (3)   At a meeting of the Commission the chairperson is to preside or, if he
                or she is absent, a member chosen by those present.
          (4)   The Commission is to ensure that accurate minutes are kept of its
10              meetings.
          (5)   Subject to this clause and section 54 of the Interpretation Act 1984,
                the Commission is to determine the procedure for convening and
                conducting its meetings.

     5.         Conflicts of interest
15        (1)   A member who has a material personal interest in a matter involving
                the Commission must, as soon as possible after the relevant facts have
                come to the member's knowledge, disclose the nature of the interest at
                a meeting of the Commission.
                Penalty: $1 000.
20        (2)   A disclosure by a member is to be recorded in the minutes of the
                meeting.
          (3)   A member who has a material personal interest in a matter being
                considered by the Commission must not be present while the matter is
                considered, and must not vote on the matter unless the Commission
25              resolves that the member should not be so disqualified.
          (4)   The member with a material personal interest must not be present
                while the Commission considers whether to make a resolution for the
                purposes of subclause (3), and must not vote on the matter.




                                                                              page 53
     State Records Bill 1998


     Schedule 4      Provisions applicable to the Commission



          (5)   On an application by the Commission the Minister may issue a
                written declaration that this clause does not apply in relation to a
                specified matter.

     6.         Leave of absence
 5              The Commission may grant leave of absence to a member on such
                terms and conditions as it thinks fit.

     7.         Remuneration
                A member is to be paid such remuneration and travelling and other
                allowances as the Minister determines on the recommendation of the
10              Minister for Public Sector Management.




 


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