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REAL ESTATE AND BUSINESS AGENTS (GENERAL) REGULATIONS 1979 - SCHEDULE 3

[r. 14]

        [Heading inserted: Gazette 28 Aug 2009 p. 3351.]

Offences under Real Estate and Business Agents Act 1978

Modified penalty

s. 36(1)

Failing to have registered office in the State

$200

s. 37(1)

Failing to register a branch office

$200

s. 37(2)

Failing to have qualified manager at branch office

$200

s. 40B

Licensee failing to comply with educational requirements

$1 000

s. 40(1)(a)

Carrying on business under a name not endorsed on triennial certificate

$200

s. 40(1)(b)

Failing to include surname and initials of licensee on all business correspondence

$200

s. 40(3)

Failing to notify Commissioner of alteration of business name

$200

s. 50C

Sales representative failing to comply with educational requirements

$1 000

s. 84(1)

Failing to cause audit of trust account under section 70(1)

$2 000

s. 84(1) 

Failing to deliver audit report to the Commissioner under section 70(3)

$2 000

s. 84(1) 

Failing to deliver a termination audit report under section 70(8)

$600

s. 142

Failing to notify Commissioner of commencing or ceasing business under section 35

$400

s. 142

Branch manager acting for more than one licensee or as an agent on own account under section 37(3)

$400

s. 142

Failing to display official details at registered office under section 41(1)(a)

$400

s. 142

Failing to display official details at branch office under section 41(1)(b)

$400

s. 142

       

Failing to display official details on all correspondence and documents from registered office under section 41(2)(a)

$400

s. 142

Failing to display official details on all correspondence and documents from branch office under section 41(2)(b)

$400

s. 142

Failing to notify Commissioner of commencing or ceasing employment, or acting, as a sales representative under section 51(1)

$400

Offence under Real Estate and Business Agents (General) Regulations 1979

Modified penalty

r. 8

Failing to notify Commissioner of change in particulars

$200

        [Schedule 3 inserted: Gazette 28 Aug 2009 p. 3351‑2; amended: Gazette 30 Jun 2011 p. 2670; 23 Oct 2012 p. 5055; SL 2020/257 r. 12.]


Notes

This is a compilation of the Real Estate and Business Agents (General) Regulations 1979 and includes amendments made by other written laws. For provisions that have come into operation, and for information about any reprints, see the compilation table.

Compilation table

Citation

Published

Commencement

Real Estate and Business Agents (General) Regulations 1979

31 Aug 1979 p. 2616‑18

1 Sep 1979

Real Estate and Business Agents (General) Amendment Regulations 1980

26 Sep 1980 p. 3312

26 Sep 1980

Real Estate and Business Agents (General) Amendment Regulations 1981

26 Jun 1981 p. 2293

26 Jun 1981

Real Estate and Business Agents (General) Amendment Regulations (No. 2) 1981

6 Nov 1981 p. 4526

1 Dec 1981 (see r. 2)

Real Estate and Business Agents (General) Amendment Regulations 1982

2 Jul 1982 p. 2334‑6

2 Jul 1982  1

Reprint of the Real Estate and Business Agents (General) Regulations 1979 in Gazette 26 Nov 1982 p. 4667‑74 (includes amendments listed above)

Real Estate and Business Agents (General) Amendment Regulations 1983

21 Oct 1983 p. 4298

1 Jan 1984 (see r. 2)

Real Estate and Business Agents (General) Amendment Regulations (No. 2) 1983

30 Dec 1983 p. 5121‑2

30 Dec 1983

Real Estate and Business Agents (General) Amendment Regulations 1984   2

21 Dec 1984 p. 4191

21 Dec 1984

Real Estate and Business Agents (General) Amendment Regulations 1985

21 Jun 1985 p. 2262

21 Jun 1985

Real Estate and Business Agents (General) Amendment Regulations 1986

28 Feb 1986 p. 668

28 Feb 1986

Real Estate and Business Agents (General) Amendment Regulations 1986

13 Jun 1986 p. 1997‑8

1 Jul 1986 (see r. 2)

Real Estate and Business Agents (General) Amendment Regulations (No. 3) 1986

8 Aug 1986 p. 2870‑1

1 Feb 1987 (see r. 2)

Real Estate and Business Agents (General) Amendment Regulations (No. 4) 1986

24 Dec 1986 p. 4998

24 Dec 1986

Real Estate and Business Agents (General) Amendment Regulations 1987

8 May 1987 p. 2103

8 May 1987

Real Estate and Business Agents (General) Amendment Regulations (No. 2) 1987

4 Sep 1987 p. 3519

4 Sep 1987

Real Estate and Business Agents (General) Amendment Regulations (No. 3) 1987

30 Oct 1987 p. 4047

30 Oct 1987

Real Estate and Business Agents (General) Amendment Regulations (No. 4) 1987

18 Dec 1987 p. 4516

18 Dec 1987

Real Estate and Business Agents (General) Amendment Regulations 1988

12 Aug 1988 p. 2770

12 Aug 1988

Real Estate and Business Agents (General) Amendment Regulations (No. 2) 1988

2 Sep 1988 p. 3466

2 Sep 1988

Real Estate and Business Agents (General) Amendment Regulations 1989

20 Jan 1989 p. 132

20 Jan 1989

Real Estate and Business Agents (General) Amendment Regulations (No. 2) 1989

3 Feb 1989 p. 360

3 Feb 1989

Real Estate and Business Agents (General) Amendment Regulations (No. 3) 1989

30 Jun 1989 p. 1979

1 Jul 1989 (see r. 2)

Real Estate and Business Agents (General) Amendment Regulations 1990

15 Jun 1990 p. 2723 (erratum 22 Jun 1990 p. 3034)

15 Jun 1990

Real Estate and Business Agents (General) Amendment Regulations (No. 2) 1990

20 Jul 1990 p. 3461

20 Jul 1990

Real Estate and Business Agents (General) Amendment Regulations (No. 3) 1990

1 Aug 1990 p. 3652‑3

1 Aug 1990

Real Estate and Business Agents (General) Amendment Regulations (No. 4) 1990

26 Oct 1990 p. 5370

26 Oct 1990

Real Estate and Business Agents (General) Amendment Regulations 1991

28 Jun 1991 p. 3119

28 Jun 1991

Real Estate and Business Agents (General) Amendment Regulations (No. 2) 1991

13 Dec 1991 p. 6160

13 Dec 1991

Real Estate and Business Agents (General) Amendment Regulations 1992

14 Aug 1992 p. 4011‑12

14 Aug 1992

Reprint of the Real Estate and Business Agents (General) Regulations 1979 as at 1 Oct 1992 (includes amendments listed above)

Real Estate and Business Agents (General) Amendment Regulations 1993

30 Nov 1993 p. 6411‑12

30 Nov 1993

Real Estate and Business Agents (General) Amendment Regulations 1994

30 Sep 1994 p. 4969‑72

6 Oct 1994 (see r. 2)

Real Estate and Business Agents (General) Amendment Regulations (No. 2) 1994

9 Dec 1994 p. 6661‑2

9 Dec 1994

Real Estate and Business Agents (General) Amendment Regulations 1996

7 Jun 1996 p. 2392

7 Jun 1996

Real Estate and Business Agents (General) Amendment Regulations (No. 3) 1996

25 Jun 1996 p. 2917‑22

1 Jul 1996 (see r. 2 and Gazette 25 Jun 1996 p. 2902)

Real Estate and Business Agents (General) Amendment Regulations (No. 2) 1996

25 Jun 1996 p. 2923‑5

1 Jul 1996 (see r. 2 and Gazette 1 Jul 1996 p. 3179)

Real Estate and Business Agents (General) Amendment Regulations 1997

27 Jun 1997 p. 3099‑101

1 Jul 1997 (see r. 2)

Reprint of the Real Estate and Business Agents (General) Regulations 1979 as at 28 Nov 1997 (includes amendments listed above)

Real Estate and Business Agents (General) Amendment Regulations 1998

16 Oct 1998 p. 5733‑5

1 Nov 1998 (see r. 2 and Gazette 16 Oct 1998 p. 5729)

Real Estate and Business Agents (General) Amendment Regulations 1999

8 Oct 1999 p. 4782‑3

8 Oct 1999

Real Estate and Business Agents (General) Amendment Regulations 2000

18 Feb 2000 p. 913‑14

18 Feb 2000

Real Estate and Business Agents (General) Amendment Regulations 2001

6 Nov 2001 p. 5837

6 Nov 2001

Real Estate and Business Agents (General) Amendment Regulations 2002

8 Feb 2002 p. 599‑602

8 Feb 2002

Reprint of the Real Estate and Business Agents (General) Regulations 1979 as at 8 Mar 2002 (includes amendments listed above)

Real Estate and Business Agents (General) Amendment Regulations 2003   3

7 Feb 2003 p. 384‑7 (as amended 13 Jan 2004 p. 145‑6)

7 Feb 2003

Real Estate and Business Agents (General) Amendment Regulations 2004

13 Jan 2004 p. 145‑6

13 Jan 2004

Real Estate and Business Agents (General) Amendment Regulations (No. 2) 2004

30 Dec 2004 p. 6924

1 Jan 2005 (see r. 2 and Gazette 31 Dec 2004 p. 7130)

Real Estate and Business Agents (General) Amendment Regulations 2006

27 Jun 2006 p. 2269‑70

1 Jul 2006 (see r. 2)

Real Estate and Business Agents (General) Amendment Regulations (No. 2) 2006

17 Nov 2006 p. 4759‑60

17 Nov 2006

Real Estate and Business Agents (General) Amendment Regulations 2007

6 Feb 2007 p. 307‑10

6 Feb 2007

Real Estate and Business Agents (General) Amendment Regulations (No. 2) 2007

9 Mar 2007 p. 847‑8

9 Mar 2007

Reprint 5: The Real Estate and Business Agents (General) Regulations 1979 as at 8 Jun 2007 (includes amendments listed above)

Real Estate and Business Agents (General) Amendment Regulations (No. 4) 2007

24 Jul 2007 p. 3659‑60

r. 1 and 2: 24 Jul 2007 (see r. 2(a));
Regulations other than r. 1 and 2: 25 Jul 2007 (see r. 2(b) and Gazette 24 Jul 2007 p. 3657)

Real Estate and Business Agents (General) Amendment Regulations (No. 5) 2007

28 Dec 2007 p. 6403‑7

r. 1 and 2: 28 Dec 2007 (see r. 2(a));

Regulations other than r. 1 and 2: 29 Dec 2007 (see r. 2(b))

Real Estate and Business Agents (General) Amendment Regulations (No. 2) 2008

17 Jun 2008 p. 2557‑8

r. 1 and 2: 17 Jun 2008 (see r. 2(a));
Regulations other than r. 1 and 2: 1 Jul 2008 (see r. 2(b))

Real Estate and Business Agents (General) Amendment Regulations 2008

24 Jun 2008 p. 2886‑7

r. 1 and 2: 24 Jun 2008 (see r. 2(a));
Regulations other than r. 1 and 2: 25 Jun 2008 (see r. 2(b))

Real Estate and Business Agents (General) Amendment Regulations (No. 3) 2008

23 Dec 2008 p. 5465‑7

r. 1 and 2: 23 Dec 2008 (see r. 2(a));
Regulations other than r. 1 and 2: 24 Dec 2008 (see r. 2(b))

Real Estate and Business Agents (General) Amendment Regulations 2009

17 Apr 2009 p. 1319‑23

r. 1 and 2: 17 Apr 2009 (see r. 2(a));
Regulations other than r. 1 and 2: 18 Apr 2009 (see r. 2(b))

Real Estate and Business Agents (General) Amendment Regulations (No. 2) 2009

8 May 2009 p. 1491‑2

r. 1 and 2: 8 May 2009 (see r. 2(a));
Regulations other than r. 1 and 2: 1 Jul 2009 (see r. 2(b))

Real Estate and Business Agents (General) Amendment Regulations (No. 4) 2009

23 Jun 2009 p. 2453‑4

r. 1 and 2: 23 Jun 2009 (see r. 2(a));
Regulations other than r. 1 and 2: 1 Jul 2009 (see r. 2(b))

Real Estate and Business Agents (General) Amendment Regulations (No. 3) 2009

28 Aug 2009 p. 3347‑52

r. 1 and 2: 28 Aug 2009 (see r. 2(a));
Regulations other than r. 1 and 2: 29 Aug 2009 (see r. 2(b))

Real Estate and Business Agents (General) Amendment Regulations (No. 5) 2009

10 Nov 2009 p. 4495‑6

r. 1 and 2: 10 Nov 2009 (see r. 2(a));
Regulations other than r. 1 and 2: 11 Nov 2009 (see r. 2(b))

Reprint 6: The Real Estate and Business Agents (General) Regulations 1979 as at 11 Dec 2009 (includes amendments listed above)

Real Estate and Business Agents (General) Amendment Regulations 2010

28 May 2010 p. 2297-8

r. 1 and 2: 28 May 2010 (see r. 2(a));
Regulations other than r. 1 and 2: 29 May 2010 (see r. 2(b))

Real Estate and Business Agents (General) Amendment Regulations (No. 2) 2010

25 Jun 2010 p. 2851‑2

r. 1 and 2: 25 Jun 2010 (see r. 2(a));
Regulations other than r. 1 and 2: 1 Jul 2010 (see r. 2(b))

Real Estate and Business Agents (General) Amendment Regulations 2011

22 Jun 2011 p. 2367-8

r. 1 and 2: 22 Jun 2011 (see r. 2(a));
Regulations other than r. 1 and 2: 1 Jul 2011 (see r. 2(b))

Real Estate and Business Agents (General) Amendment Regulations (No. 2) 2011

30 Jun 2011 p. 2669-72

r. 1 and 2: 30 Jun 2011 (see r. 2(a));
Regulations other than r. 1 and 2: 1 Jul 2011 (see r. 2(b))

Reprint 7: The Real Estate and Business Agents (General) Regulations 1979 as at 3 Feb 2012 (includes amendments listed above)

Real Estate and Business Agents (General) Amendment Regulations 2012

15 Jun 2012 p. 2599-600

r. 1 and 2: 15 Jun 2012 (see r. 2(a));
Regulations other than r. 1 and 2: 1 Jul 2012 (see r. 2(b))

Real Estate and Business Agents (General) Amendment Regulations (No. 2) 2012

23 Oct 2012 p. 5049‑55

r. 1 and 2: 23 Oct 2012 (see r. 2(a));
Regulations other than r. 1 and 2: 24 Oct 2012 (see r. 2(b))

Real Estate and Business Agents (General) Amendment Regulations (No. 2) 2013

27 Jun 2013 p. 2691-2

r. 1 and 2: 27 Jun 2013 (see r. 2(a));
Regulations other than r. 1 and 2: 1 Jul 2013 (see r. 2(b))

Real Estate and Business Agents (General) Amendment Regulations 2013

20 Aug 2013 p. 3839

r. 1 and 2: 20 Aug 2013 (see r. 2(a));
Regulations other than r. 1 and 2: 21 Aug 2013 (see r. 2(b) and Gazette 20 Aug 2013 p. 3815)

Real Estate and Business Agents (General) Amendment Regulations 2014

17 Jun 2014 p. 1977‑8

r. 1 and 2: 17 Jun 2014 (see r. 2(a));
Regulations other than r. 1 and 2: 1 Jul 2014 (see r. 2(b))

Reprint 8: The Real Estate and Business Agents (General) Regulations 1979 as at 19 Sep 2014 (includes amendments listed above)

Real Estate and Business Agents (General) Amendment Regulations (No. 2) 2014

18 Nov 2014 p. 4324-5

r. 1 and 2: 18 Nov 2014 (see r. 2(a));
Regulations other than r. 1 and 2: 19 Nov 2014 (see r. 2(b) and Gazette 18 Nov 2014 p. 4315)

Real Estate and Business Agents (General) Amendment Regulations 2015

15 May 2015 p. 1717‑18

r. 1 and 2: 15 May 2015 (see r. 2(a));
Regulations other than r. 1 and 2: 16 May 2015 (see r. 2(b))

Real Estate and Business Agents (General) Amendment Regulations (No. 2) 2015

23 Jun 2015 p. 2184‑5

r. 1 and 2: 23 Jun 2015 (see r. 2(a));
Regulations other than r. 1 and 2: 1 Jul 2015 (see r. 2(b))

Commerce Regulations Amendment (Fees and Charges) Regulations 2016 Pt. 16

3 Jun 2016 p. 1745-73

1 Jul 2016 (see r. 2(b))

Commerce Regulations Amendment (Fees and Charges) Regulations 2017 Pt. 18

23 Jun 2017 p. 3213‑52

1 Jul 2017 (see r. 2(b))

Real Estate and Business Agents (General) Amendment Regulations 2017

30 Jun 2017 p. 3553‑4

r. 1 and 2: 30 Jun 2017 (see r. 2(a));
Regulations other than r. 1 and 2: 1 Jul 2017 (see r. 2(b))

Commerce and Industrial Relations Regulations Amendment (Fees and Charges) Regulations 2018 Pt. 18

25 Jun 2018 p. 2325‑53

1 Jul 2018 (see r. 2(b))

Commerce Regulations Amendment (Fees and Charges) Regulations 2019 Pt. 16

18 Jun 2019 p. 2077‑115

1 Jul 2019 (see r. 2(b))

Consumer Protection Regulations Amendment Regulations 2019 Pt. 4

24 Dec 2019 p. 4416‑20

1 Jan 2020 (see r. 2(b) and Gazette  24 Dec 2019 p. 4415)

Commerce Regulations Amendment (Infringement Notices) Regulations 2020 Pt. 23

SL 2020/163 25 Sep 2020

29 Sep 2020 (see r. 2(b) and SL 2020/159 cl. 2(a))

Commerce Regulations Amendment (COVID‑19 Response) Regulations (No. 2) 2020 Pt. 16

SL 2020/196 27 Oct 2020

28 Oct 2020 (see r. 2(b))

Real Estate and Business Agents (General) Amendment Regulations 2020

SL 2020/209 30 Oct 2020

r. 1 and 2: 30 Oct 2020 (see r. 2(a));
Regulations other than r. 1 and 2: 31 Oct 2020 (see r. 2(b))

Real Estate and Business Agents (General) Amendment Regulations (No. 2) 2020

SL 2020/257 24 Dec 2020

r. 1 and 2: 24 Dec 2020 (see r. 2(a));
Regulations other than r. 1 and 2: 1 Jan 2021 (see r. 2(b))

Commerce Regulations Amendment (Community Titles) Regulations 2021 Pt. 5

SL 2021/71 18 Jun 2021

30 Jun 2021 (see r. 2(b) and SL 2021/69 cl. 2)

Commerce Regulations Amendment (Fees and Charges) Regulations 2021 Pt. 18

SL 2021/86 21 Jun 2021

1 Jul 2021 (see r. 2(b))

Commerce Regulations Amendment (Fees and Charges) Regulations 2022 Pt. 16

SL 2022/59 20 May 2022

1 Jul 2022 (see r. 2(b))

Commerce Regulations Amendment (Fees and Charges) Regulations 2023 Pt. 16

SL 2023/35 5 May 2023

1 Jul 2023 (see r. 2(b))

Commerce Regulations Amendment (Property Licensing) Regulations 2023 Pt. 3

SL 2023/131
9 Aug 2023

10 Aug 2023 (see r. 2(b))

Other notes

1         The commencement date in r. 2 was of no effect as it was before the date of gazettal.

2         The Miscellaneous Regulations (Validation) Act 1985 applied to these regulations. It deemed the regulations not to have ceased to have effect as a result of the failure to comply with section 42(1) of the Interpretation Act 1984 , subject to their being laid before the Legislative Assembly.

3         The Real Estate and Business Agents (General) Amendment Regulations 2003 r. 4(2) (as amended in Gazette 13 Jan 2004 p. 146) and r. 5(2) are transitional provisions that are of no further effect.

Defined terms

[This is a list of terms defined and the provisions where they are defined. The list is not part of the law.]

Defined term         Provision(s)
activity         2(1)
applicant         4AB(1)
approved CPD activity         2(1)
authorised financial institution         6C
business         6E(2)
calendar year         2(1)
commencement day         16(1)
continuing professional development         2(1)
CPD subject         2(1)
educational activity         2(1)
former regulation 4AA         16(1)
holding fee         4A(1)
mandatory CPD activity         2(1)
point value         2(1)
record         2(1)
register         2(1)
registered training provider         2(1)
regulated person         2(1)
relevant bank accepted bills rate         6F(2)
restricted certificate (property management)         2(1)
restricted certificate (sales)         2(1)
unrestricted certificate         2(1)
working day         2(1)



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