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Rares, Justice Steven --- "Expert evidence in copyright cases - concurrent expert evidence and the hot tub" (FCA) [2009] FedJSchol 37
EXPERT EVIDENCE IN COPYRIGHT CASES –
CONCURRENT
EXPERT EVIDENCE AND THE “HOT TUB”
The Hon Justice Steven Rares*
- Australian
courts and agencies have been acknowledged as having the most experience with
the “hot tub” method in which
experts give their evidence
concurrently. This is not a parochial boast, but recently appeared in the
American Journal
Anti-trust[1].
- The
purpose of this paper is to explain, first, a little bit of history about expert
evidence, secondly, the purposes and technique
of concurrent evidence, and
thirdly, perhaps concurrently, the technique’s virtues. The genesis of my
participation here,
as my co-presenter Kate Haddock informed me, was my use of
concurrent expert accounting evidence in a copyright infringement case
aptly
named Australasian Performing Right Association Ltd v Monster Communications
Pty Ltd[2]. There,
two experts gave concurrent evidence sitting on the bench with me, because the
courtroom was not able to be arranged to
sit them in the well of the Court.
- Despite
my enthusiasm for concurrent evidence, both experts in that case expressly said
that they could not explain a very curious
and critical change in the recording
of data by Monster that occurred shortly after midnight on a day in May 2005.
The effect of
that change, if accepted, may have substantially reduced the
infringement damages for which Monster was liable. Despite the experts
agreeing
that they were unable to explain the reason for the mystery, their evidence was
helpful. This was because it converted
what might otherwise have been an expert
matter into a simple question of fact. I was able to make findings based on the
absence
of explanation for the change by Monster in circumstances where that
company might have been expected to know what had caused the
contentious change.
But this may advance the discussion too far for now.
- This
paper, despite its title, only looks at the topic of concurrent evidence
generically. As will appear, the technique is of general
application. I have
seen it used to deal with topics as diverse as accounting, quantity surveying,
fire protection requirements,
wildlife paths, metallurgy, naval architecture,
expert navigation of Panamax size (230m) container ships in a gale, mechanical
engineering,
the appropriate flooring for elephant enclosures in zoos and the
mating of those mammals. Even in copyright, it is not difficult
to imagine the
utility of concurrent evidence where expert questions of similarity, economics
or copying arise. And like all forensic
tools, things can go wrong, such as
asking one question too many.
A Short Historical
Excursion
- Courts
have struggled for a long time with the consequences of the adversarial system
in the use by each party of an expert whose
evidence, at least in chief, favours
that party. Prof Wigmore suggested that the remedy lay in “...
removing this partisan feature: i.e. by bringing the expert witness into
court free from any committal to either
party”[3]. There
was a fear in judges that this object is not easy to achieve. Sir George Jessel
MR observed in a patent case that sometimes
the Court had appointed its own
expert under an inherent power to do so. He
lamented[4]:
“It
is very difficult to do so in cases of this kind. First of all the Court has to
find out an unbiased expert. That is very
difficult.”
- Earlier
he had discussed the way parties searched for experts to find one or more who
would give evidence in support of the party’s
case, leaving the rest as
discards, about whom the Court would know nothing. He said that he had been
counsel in a case where his
solicitor had consulted 68 experts before finding
one who supported their client’s case; hence his mistrust of the system
of “opposing” experts.
- Expert
evidence has been a provocative topic, both among lawyers and experts. In the
twelfth edition of Best on Evidence published in 1922 the learned
authors, who included Sidney L Phipson,
said[5]:
“...
there can be no doubt that testimony is daily received in our courts as
‘scientific evidence’ to which it is almost profanation to apply
the term; as being revolting to common-sense, and inconsistent
with the
commonest honesty on the part of those by whom it is given.”
- On
the other hand, Prof
Wigmore[6] evoked a
vision that giving expert evidence was akin to coming to a graveyard or indeed
the calvary, saying:
“Professional men of honorable instincts
and high scientific standards began to look upon the witness box as a golgotha,
and
to disclaim all respect for the law’s method of investigation. By any
standard of efficiency, the orthodox method registers
itself as a failure, in
cases where the slightest pressure is put upon it.”
- No
doubt many have had the experience of seeing an eminent and reputable expert in
their field subjected to a cross-examination calculated
to evoke the very
response which Prof Wigmore noted. Such persons come away from the forensic
experience justifiably scarred and
disdainful of it as a process for eliciting
intelligent and appropriate examination of expert opinion. They can be so
discouraged
by their forensic experiences that they no longer wish to be
involved in assisting courts.
10. Experts have long been used in court cases.
Sometimes the expert is a person appointed by the Court to assist it. In
admiralty matters, judges in England have sat since the
sixteenth century with
(usually two) elder brethren of Trinity House to assist and advise them in
assessing who was at fault in cases
concerning marine casualties. The elder
brethren were usually skilled, experienced master
mariners[7] one set of
whom advised the trial judge, another set advised, the Court of Appeal and yet
another set, the House of Lords. Although
Sir Winston Churchill also was made
an elder brother, as a result of his having been First Lord of the Admiralty, I
doubt he assisted
in any proceedings in the Probate, Admiralty and Divorce
Division. More recently, Justice Heerey, appointed an expert as a court
assessor to sit with him in a patent case under the provisions of s 217 of the
Patents Act 1990
(Cth)[8]. The
parties paid for the cost.
- Lord
Sumner once cautioned about courts deferring to assessors’ opinions.
They, like experts, have a place that he appositely
described[9]:
“Authority
for the proposition that assessors only give advice and that judges need not
take it, but must in any case settle
the decision and bear the responsibility,
is both copious and old. It is for them to believe or to disbelieve the
witnesses, and
to find the facts, which they give to their assessors and which
must be accepted by them. If they entertain an opinion contrary to
the advice
given, they are entitled and even bound, though at the risk of seeming
presumptuous, to give effect to their own
view[10].”
- By
leaving the questioning entirely in the control of counsel, who may or may not
fully understand the subject matter, an expert can
be made to look as bad as the
engineer and fire assessor cross-examined by Norman Birkett KC on the cause of a
fire in a motor vehicle.
Birkett’s first question to the expert was the
memorable line: “What is the coefficient of the expansion of
brass?”.
The “expert” was destroyed by his inability to even
understand the question let alone respond to Birkett in an appropriate
way.
Some criticisms have been advanced subsequently of the line of questioning,
including Birkett’s failure to identify the
inherent assumption in the
question as to the proportions of copper and zinc making up the particular
specimen of brass to which
the question was supposed to relate. Perhaps a true
expert may have been able to respond immediately that he needed that information
before being able to answer the question, in which case Birkett may have been
thrown back on his resources or been shown up
himself[11].
- Concurrent
evidence is a means of eliciting expert evidence with more input and assistance
from the experts themselves in lieu of
their, perhaps unfairly, perceived role
as being inherently, even if not consciously, biased to the case of the party
calling them.
This is not my perception, but has developed as Jessel MR once
described through a distrust of expert
evidence[12]:
“...
not only because it is universally contradictory, and the mode of its selection
makes it necessarily contradictory, but
because I know of the way in which it is
obtained. I am sorry to say the result is that the Court does not get that
assistance from
the experts which, if they were unbiassed and fairly chosen, it
would have a right to expect.”
- The
task for a judge, or a jury, in choosing between the views of persons eminent in
their fields is no easy one. Often in my experience
at the Bar, the real
dispute between experts did not lie in their conclusions at all. Rather, it was
that they had proceeded on
different assumptions. Because they were briefed by
the particular litigant paying them, they were not asked to opine as to whether,
if they accepted the other experts’ assumptions, they would come to the
same conclusion as the other expert. Instead, the
experts debated the
assumptions. This was largely a sterile exercise for them, since they did not
have knowledge of the primary
facts.
- One
feature of the process of conventional expert evidence is that the
cross-examiner often will spend a great deal of time asking
about the
assumptions on which the opposing expert has based his or her conclusions. Then
there will be a lengthy time interval
until the defendant’s or
respondent’s expert gets into the witness box and the context in which the
second expert’s
evidence is given will be different and, perhaps,
significantly so, to that earlier.
- In
the Federal Court of Australia, and in other tribunals presided over by Federal
Court judges, concurrent evidence is also used.
Indeed, Lockhart J, when
President of the Trade Practices Tribunal, was credited with being instrumental
in introducing the technique
to Australian jurisprudence. One of the first uses
of the “hot tub” in court proceedings in Australia was by Justice
Rogers in an insurance case in
1985[13].
- Concurrent
expert evidence is used extensively in the Land and Environment Court of New
South Wales, principally as a result of the
enthusiasm of the Hon Justice
McClellan, when Chief Judge of that Court. His Honour’s enthusiasm
spilled over into the Common
Law Division of the Supreme Court of New South
Wales[14]. In
addition the Administrative Appeals Tribunal uses the technique robustly and its
President, Justice Downes, has written extensively
on the
topic[15].
Concurrent
Evidence in Practice
- Initially,
and my own experience is to this effect, uninitiated counsel are highly
suspicious of concurrent evidence. That suspicion
evaporates once they
participate. Why is this so? It is because of the efficiency and discipline
which the process brings to bear.
- The
way concurrent evidence generally works, though individual judges or tribunals
may have their own variants, is that after each
expert has prepared his or her
report, there is an order that they confer together, without lawyers, to prepare
a joint report on
the matters about which they agree and those on which they
disagree, giving short reasons as to why they disagree. Often this process
will
identify that the experts agree on everything that each has said in his or her
reports, on the basis that the opposing expert
accepts the assumptions which the
other has used. Thus, the role of the expert evidence is finished, and the
question resolves into
one of dry fact proved by lay witnesses or other
evidence, as was my experience in the Monster case. On most other
occasions, the range of difference between the experts, which had been
apparently vast if one put their two
reports side by side, reduces to a narrow
point or points of principle.
- At
the conclusion of both parties’ lay evidence, the experts are called to
give evidence together in their respective fields
of expertise. It is important
to set up the court room so that the experts (there can be many on occasion) can
all sit together
with convenient access to their materials for their ease of
reference. One microphone is then made available for all of the experts.
- The
judge explains to the experts the procedure that will be followed and that the
nature of the process is different to their traditional
perception or experience
of giving expert evidence. First, each expert will be asked to identify and
explain the principal issues,
as they see them, in their own words. After that
each can comment on the other’s exposition. Each may ask then, or
afterwards,
questions of the other about what has been said or left unsaid.
Next, counsel is invited to identify the topics upon which they
will
cross-examine. Each of the topics is then addressed in turn. Again, if need
be, the experts comment on the issue and then
counsel, in the order they choose,
begin questioning the experts. If counsel’s question receives an
unfavourable answer, or
one counsel does not fully understand it, he or she can
turn to their expert and ask what that expert says about the other’s
answer.
- This
has two benefits. First, it reduces the chance of the first expert obfuscating
in an answer. Secondly, it stops counsel going
after red herrings because of a
suspicion that his or her own lack of understanding is due to the expert
fudging. In other words,
because each expert knows his or her colleague can
expose any inappropriate answer immediately, and also can reinforce an
appropriate
one, the evidence generally proceeds directly to the critical, and
genuinely held, points of difference. Sometimes these differences
will be
profound and, at other times, the experts will agree that they are disagreeing
about their emphasis but the point is not
relevant to resolving their real
dispute.
- The
experts are free to ask each other questions or to supplement the other’s
answers after they are given. The only rule being
that the expert who has the
microphone has the floor. Generally the experts co-operate with one another and
freely and respectfully
exchange their views. Often one will see them arriving
at a consensus which becomes clear through the process.
- A
great advantage of concurrent evidence is that all the experts on the topic are
together in the witness box at the one time, answering
the one question on the
same basis. Everyone is together on the same page. This is a world away from a
traditional cross-examination
of each expert in the various parties’
cases, sometimes happening days, if not weeks, apart with a raft of other
evidence having
interposed. The judge is able, just as the lawyers, to
understand the issue. The experts feel capable of explaining the matters
to the
judge and putting their points of view in a way in which they feel free to use
their knowledge and experience. Justice McClellan
described the process
as:
“... essentially a discussion chaired by the judge in
which the various experts, the parties, advocates and the judge engage
in an
endeavour to identify the issues and arrive where possible at a common
resolution of them. In relation to the issues where
agreement is not possible a
structured discussion, with the judge as chairperson, allows the experts to give
their opinions without
constraint by the advocates in a forum which enables them
to respond directly to each other. The judge is not confined to the opinion
of
one advisor but has the benefit of multiple advisors who are rigorously examined
in a public
forum.”[16]
- In
a recent trial that I heard, two metallurgists had to explain their differing
theories on the way in which a pipeline fractured
in Port Phillip Bay. The
surviving piece of pipe, weighing many kilos, was in the well of the Court on a
table. As they, the lawyers
and I all stood around it, each of the experts took
me to the individual spots on the pipe from different positions and angles from
which they had drawn their conclusions as to the way in which it fractured.
And, as one gave his view, the other commented on it
in an orderly and
respectful way. Each of them was able to explain and to explore with the other
fully the way in which their various
fracture hypotheses were put. The only
interruptions were made by me seeking to describe some of the matters which the
experts
had pointed out, but not described orally, so that there would be a
transcript record of their evidence. After this, they proceeded
to a more
conventional “hot tub” in the witness box.
- Another
significant benefit of the process is generally a substantial saving of court
time and costs. In my first experience of the
technique, a valuation case in
the Land and Environment Court before the then Chief Judge, Justice McClellan,
there were many experts
in various
fields[17]. The
evidence in their reports amounted to over one metre in height. Yet most of the
expert evidence, apart from that of the four
valuation experts was, ultimately,
the subject of joint reports on which all points were agreed. In the remaining
few reports where
there was disagreement, the area of dispute was narrowed to
one, two or three small points of principle that were dealt with in concurrent
evidence in blocks of between 10 and 30 minutes. The two valuers for the
applicant asserted that the value of the easement was between
$20 million and
$30 million. The two for the resuming authority argued that it was worth in the
order of $1 million or a little
more. Their concurrent evidence concluded in a
day and a quarter.
- In
such a dispute, in a conventional trial, an individual valuer would have been
cross-examined probably for over a day, and four
would have been likely to take
well over six days. There would have been extensive attacks on the selections
of comparable properties,
the varying assumptions of the land’s
development potential and the like. And, in that case the only reason the
valuation
evidence went longer than a day, was that one of the experts changed
his evidence because of newly agreed expert evidence from another
field that
affected the costs of development. That change required further
cross-examination.
- The
Judicial Commission of New South Wales and the Australian Institute of Judicial
Administration jointly produced a DVD of that
experience entitled
“Concurrent Evidence – New Methods with Experts”. It is the
largest selling publication of
the Judicial Commission. It provides a good
example of how the technique works. Modesty prevents me from identifying the
other
counsel whose participation with Bernie Coles QC, my opponent, in the
re-enactment, directly from the transcript, is partly featured
on the DVD.
- Justice
McClellan has observed, as have I, that the process removes the ordinary tension
that exists in a conventional trial where
expert evidence is led. The experts
feel that they are able to explain their views, and if need be, defend them, in
an intellectual
discussion with their fellow expert or experts. Each of the
experts presence with the other or others induces them to be precise
and
accurate. Generally, they are less argumentative than in a normal
confrontational cross-examination process. Each knows that
the other expert is
able to understand exactly what he or she is saying and, so cannot rely on the
technique so criticised in the
passage I quoted earlier from Best on
Evidence.
Criticisms of Concurrent Evidence
- Concurrent
evidence, like the curate’s egg, is only good in parts. The decision
whether to proceed or continue with taking
evidence concurrently may be
influenced by the need to ensure fairness in the trial process. Some critics,
including the prominent
economist, Henry Ergas, and Justice Davies formerly of
the Court of Appeal of the Supreme Court of Queensland, have expressed concern
that “hot tubs” may result in the more persuasive, confident or
assertive expert winning the judge’s mind, by,
in effect, overshadowing or
overwhelming the other’s.
- Mr
Ergas suggested that the “hot tub” was a response to a perceived
problem that experts, in giving complex economic evidence,
would “dumb
down” their analysis into accounts that were little more than analogies to
their underlying reasoning so
as to enable the lawyers, or decision-makers, to
understand the concepts. He feared that this would result in economists, not
trained
in or familiar with the forensic analysis involved in cross-examination,
rarely approaching the “hot tub” in a structured
and systematic way.
He thought that “hot tubs” were especially at risk of being
dominated by participants who were more
confident or assertive, traits which
were unrelated to the merits of the analyses being presented. He also
considered that time
constraints could often mean that the discussion remained
at a relatively superficial level, thus further limiting its
value[18].
- Justice
Davies echoed similar criticism. He expressed a concern that the judge could be
left with two opposed, but comparatively
convincing, opinions by equally well
qualified experts neither of whom had been shaken in the process. He suggested
that the “hot
tub” protracted, rather than shortened proceedings and
that it was too cumbersome, expensive and “too
adversarial”[19].
He was obviously suspicious of the likely integrity of the whole
process[20]. He
speculated like, Sir George Jessel MR more than a century before, that the
parties’ solicitors or counsel would audition
the best expert to give
evidence in court (as if that would be a new consideration). Justice Davies
also argued that the parties’
lawyers would see the experts in conference
before giving evidence and suggest how best to answer questions in a way
consistent with
the respective expert’s stated opinion and the
party’s case.
- Those
criticisms have not been validated in practice. Contrary, to those spectres,
experts generally take the various courts’
expert codes of conduct very
seriously[21]. After
all, in general they value their reputations and integrity. But more
fundamentally, the joint report process often reveals
that one party’s
case on a critical point will succeed or fail. This is because the experts are
able to understand, through
professional exchanges, what each has said and on
what assumptions. The frequency of experts in joint reports agreeing on
critical
issues shows that the experts retain their independence and cut through
the parties’ different instructions to each, to reach
the core question
which they then answer.
- Another
legitimate concern is that “hot tubs” are controlled
idiosyncratically by the individual judge or
tribunal[22]. Indeed,
the structure of the concurrent evidence process may vary from case to case with
the same judge or tribunal member as it
can, from topic to topic during the one
“hot tub” session.
- However,
the same may be said of a conventional cross-examination. Horses need to suit
courses. Not every set of expert witnesses
on every issue will proceed with a
topic in the same way. That may be because the issue in dispute between the
parties, or one set
of experts, or on one topic between experts, may be of a
character that requires a particular approach, while other issues require
different approaches. My experience has been that where it is necessary to
engage in a rigorous, structured cross-examination of
an aspect of the expert
opinions, it is possible to do so in a conventional way. Conventional and
effective cross-examination as
to credit is also, equally, possible. One
example is shown on the DVD to which I referred earlier.
Overall
Experience of Concurrent Evidence
- Concurrent
evidence, in general, greatly reduces the hearing time. It efficiently and
effectively identifies the issues. By the
judge allowing each expert to explain
himself or herself, both at the beginning and at the end of the whole process,
it is possible
to allow them to feel they have done justice to themselves even
where a cross-examination has occurred during the “hot tub”
in a
conventional way. Where, as sometimes happens, the expert does not feel he or
she had been treated fairly in cross-examination,
they can then explain what
they think their point was. Whether the judge or tribunal accepts the
explanation is a different question.
Even at this final stage the basis of what
the expert is then saying may be revealed to be self-serving as opposed to
giving a true
explanation. And if the parties’ lawyers consider that
something arises which, in fairness, they wish to pursue out of any
final
explanation, they can then have a further opportunity to test it by
cross-examination.
- No
system is perfect. There are many flaws in each of our systems for obtaining
evidence in court, but like Sir Winston Churchill’s
analysis of democracy,
it may be the worst possible system, but it is the best that anyone has yet
invented. At the end of the process
one or more of the experts on occasion has
volunteered that he or she have found this to be a much more satisfactory way of
giving
evidence than in a conventional cross-examination. Gary Edmond
criticised such responses by suggesting that they should be viewed
with caution
given the power relationship between the judge or tribunal member and the
witnesses appearing before
them[23]. I agree
that caution is appropriate but not determinative.
- Experts
participating in the two cases I had at the bar using concurrent evidence,
expressed satisfaction to me, in my then role,
that they had found this to be a
better experience than that in conventional trials. There does not appear to be
much written adverse
criticism by experts who have participated in the process
of concurrent evidence suggesting that any felt they were not able to get
their
points across, were overawed, overborne or outperformed by another “hot
tubber”. Again, one cannot draw too much
from this since people rarely
wish to explain publicly why they felt inadequate in a previous performance.
Nor am I aware of anecdotal
discussion of actual instances of these suggested
problems occurring.
Conclusion
- Litigation
is an expensive, lengthy, stressful, and not always exact, means of undertaking
a decision-making process. At the end
of the day the judge or jury must select
whether they are satisfied or persuaded that one of the competing versions is to
be preferred
or accepted. Like other witnesses, experts will leave impressions
on judges based on demeanour, including their apparent persuasiveness,
whether
giving evidence alone or in a “hot tub”.
- Nonetheless,
at least where judges are the tribunals of fact, the modern approach of courts
was summarised by Gleeson CJ, Gummow and
Kirby JJ in Fox v
Percy[24]. It
is that courts are cautious about the danger of drawing conclusions too
readily concerning truthfulness and reliability solely or
mainly from the
appearance of witnesses. They pointed out that in recent years scientific
research has cast doubt on the ability
of judges or anyone else to tell truth
from falsehood accurately on the basis of such appearances. They said that
considerations
of this kind have encouraged judges both at a trial and on appeal
to limit their reliance on the appearance of witnesses and to reason
to their
conclusions, as far as possible, on the basis of contemporary materials,
objectively established facts and the apparent
logic of events. Their Honours
cited[25] an incisive
observation of Atkin
LJ[26]:
“...
I think that an ounce of intrinsic merit or demerit in the evidence, that is to
say, the value of the comparison of evidence
with known facts, is worth pounds
of demeanour.”
- Because
the experts have conferred and produced joint reports before going into the
“hot tub”, the field of dispute is
generally narrowed. Not all
cases will suit the process. It may be that in patent cases, where the whole
case revolves around conflicts
within fields of expertise, concurrent evidence
is not likely to assist a judge. Heerey J’s expedient of an assessor may
prove
a better alternative. But concurrent evidence allows advocates to focus
on the critical differences, with the assistance of their
respective experts in
the box, and, at the same time to hammer home the strengths of their own, and
the inadequacies in the other,
expert’s reasoning processes. In the end,
concurrent evidence is generally likely to produce more ounces of merit which
will
be worth more to a judge than pounds of charisma or
demeanour.
* A judge of the Federal Court of Australia
The author gratefully acknowledges the assistance of his associate, Will
Bateman, in the preparation of this paper. The errors are
the author’s
alone.
This paper was presented to the 14th Biennial
Copyright Law and Practice Symposium (hosted by the Australian Copyright Council
and the Copyright Society of Australia)
at Sydney on
15th October.
1 Lisa C Wood, ‘Experts In The Hot Tub’
(2007) 21 Anti-Trust
95
[2] (2006) 71 IPR
212; [2006] FCA
1806
[3] Wigmore
on Evidence (Chadbourn Revision) Vol II §563 at
762
[4] Thorne v
Worthing Skating Rink Company (1876) 6 Ch D 415n at 416
[5] Best on
Evidence (12th ed) 1922 at 438-439. See also Sir
Louis Blom-Cooper QC, ‘Historial Background’ in Sir Louis
Blom-Cooper (ed) Experts in the Civil Courts (2006) at 1-8 [1.01]-[1.22];
Carol Jones, Expert Witnesses: Science, Medicine and the Practice of Law
(1994) at 97–102
[6] Wigmore
above n 3, §563 at p 760. See too Blom-Cooper, above n 3, at 6–7
[1.15]-[1.17]; Tal Golan, Laws of Men and Laws of Nature (2004) at
110–118
[7] See the
discussion of the role of the elder brethren in English Admiralty trials and
appeals in Jones, above n 5, at 38-45; Owners of the SS Australia v
Owners of Cargo of the SS Nautilus (“The Australia”) [1927] AC
145 at 150 per Viscount Dunedin, at 150-153 per Lord Sumner, with whom on this
issue at 157 Lords Carson and Blanesburgh agreed.
[8] Genetic
Institute Inc v Kirin-Amgen Inc (No 2) (1997) 78 FCR 368; affirmed
Genetic Institute Inc v Kirin-Amgen Inc [1999] FCA 742; (1999) 92 FCR 106 at
117–118 [36]–[37] per Black CJ, Merkel and Goldberg JJ at
117-118 [35]-[37]. Sir Louis Blom-Cooper QC suggested that
a movement for
reform of expert evidence grew in the mid-19th century,
spurred on by two scientists who were deeply scarred by the experience of giving
evidence in an adversarial forum. One
of the key proponents, Mr Robert Angus
Smith, a sanitary chemistry, wrote in 1859 that when giving expert evidence in
court:
“the scientific man in that case simple becomes a barrister who knows
science. But this is far removed from the idea of a man
of science. He ought to
be a student of the exact sciences, who loves whatever nature says, in a most
disinterested manner. If we
allows him or encourage him to become an advocate,
we remove him from his sphere; we destroy the very idea of his character; we
give
him duties which he never was intended to perform.”
His proposed solution was, among others, to give the judge an assessor who
examined the expert and made an independent report to
the judge: S Blom-Cooper
QC, above n 5, at 7. This solution drew on the practice of the Courts of
Admiralty.
[9] The
Australia [1927] AC at 152
[10] The
Alfred (1850) 7 Notes of Cases, 352, 354; The Swanland
(1855) 2 Spinks, 107; The Magna Charta (Privy Council) (1871)
1 Aps. M.L.C. 153; The Aid [1881] UKLawRpPro 14; (1881) 6 P.D. 84; The Beryl
[1884] UKLawRpPro 38; (1884) 9 P.D 137,141, per Brett M.R.; The Koning Willem II. [1907] UKLawRpPro 32; [1908]
P. 125, 137, per Kennedy L.J.; The Gannet [1900] UKLawRpAC 20; [1900] A.C. 234, 236, per
Lord Halsbury.
Lord Sumner continued:
“Such being the position of the judges, what is that of the assessors?
In Admiralty practice they are not only technical advisers;
they are sources of
evidence as to facts. In questions of nautical science and skill, relating to
the management and movement of
ships, a Court, assisted by nautical assessors,
obtains its information from them, not from sworn witnesses called by the
parties
(The Sir Robert Peel (1880) 4 Asp. M.L.C. 321; The Assyrian
(1890) 6 Asp. M.L.C. 525), and can direct them to inform themselves by a
view or by experiments and to report thereon (24 Vict. c. 10, s. 18, sub-s.
1).”
[11] see the
account of R v Rouse (1931) given by JW Burnside QC in (2003) 124
Victorian Bar News
55-56
[12]
Thorne 6 Ch D at 416n
[13] Spika
Trading Pty Ltd v Royal Insurance Australia Ltd (1985) 3 ANZ Insurance Cases
60-663 (in the Commercial List of the Supreme Court of New South Wales)
[14] see also his
keynote address to the Medicine and Law Conference, Law Institute of Victoria:
Concurrent Expert Evidence (29 November 2007)
[15] see also
Administrative Appeals Tribunal, An Evaluation of the Use of Concurrent
Evidence in the Administrative Appeals Tribunal (November 2005); Downes J,
Concurrent Expert Evidence in the Administrative Appeals: The New South
Wales Experience (29 February
2004)
[16] The Hon
P McClellan: Concurrent Expert Evidence (29 November 2007) at
19
[17]
Ironhill Pty Ltd v Transgrid (2004) 139 LGERA 398; [2004] NSWLEC
700
[18] Henry
Ergas, ‘Reflections on Expert Evidence’ (2006–2007) Summer
Bar News 39 at 42-43
[19] Geoffrey L
Davies, ‘Recent Australian Development: A Response to Peter Heerey’
(2004) 23 Civil Justice Quarterly 388 at
398-399
[20] Ibid
at 377-398
[21] The Federal
Court’s Code is in Practice Note CM7: Expert Witnesses in the Federal
Court of Australia, issued by the Chief Justice on 25 September 2009
[22] Gary Edmond,
‘“Secrets of the ‘Hot Tub’: Expert Witnesses,
Concurrent Evidence and Judge-led Law Reform
in Australia’ (2008) 27
Civil Justice Quarterly 51 at
68
[23] Edmond,
above n 22, at
74.
[24] (2003)
214 CLR 118 at 128-129
[30]-[31]
[25]
Fox 214 CLR at 129 [30]
[26]
Société d’Avances Commerciales (Société
Anonyme Egyptienne) v Merchants’ Marine Insurance
Co (The
“Palitana”) (1924) 20 Ll L Rep 140 at 152. See also Coglan v
Cumberland [1898] UKLawRpCh 74; [1898] 1 Ch 704 at 705
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