Commonwealth Consolidated Acts Commonwealth Consolidated ActsThe following matters are specified in relation to a relevant provider and a Financial Services and Credit Panel:
(a) whether any of the following of the relevant provider has ever been suspended or cancelled:
(i) an Australian financial services licence;
(ii) an Australian credit licence, or a registration under the Transitional Act, within the meaning of the National Consumer Credit Protection Act 2009 ;
(b) whether any of the following has ever been made against the relevant provider:
(i) a banning order, or a disqualification order under Subdivision B of Division 8 of this Part;
(ii) a banning order, or a disqualification order, under Part 2 - 4 of the National Consumer Credit Protection Act 2009 ;
(c) whether the relevant provider has ever been disqualified under this Act, or any other law of the Commonwealth or of a State or Territory, from managing corporations;
(d) whether the relevant provider has ever been banned from engaging in a credit activity (within the meaning of the National Consumer Credit Protection Act 2009 ) under a law of a State or Territory;
(e) whether the relevant provider has ever been linked to a refusal or failure to give effect to a determination made by AFCA;
(f) whether the relevant provider has ever been an insolvent under administration;
(g) whether, in the last 10 years, the relevant provider has been convicted of an offence;
(h) any relevant information given to ASIC, or an authority of a State or Territory, in relation to the relevant provider;
(i) whether, in the last 10 years, a Financial Services and Credit Panel has made an instrument under subsection 921K(1) in relation to the relevant provider;
(j) whether, in the last 10 years, a Financial Services and Credit Panel has given the relevant provider an infringement notice (unless the infringement notice was withdrawn);
(k) any other matter prescribed by the regulations;
(l) any other matter the panel considers relevant.