Referring contraventions, failures and systemic issues
(1) If the operator of an SPF EDR scheme for a regulated sector becomes aware that:
(a) a serious contravention of any law may have occurred in connection with a complaint under the scheme; or
(b) a party to a complaint under the scheme may have failed to give effect to a determination by the operator relating to the complaint; or
(c) there is a systemic issue arising from the consideration of complaints under the scheme;
the operator must give particulars of the contravention, failure or issue to the SPF general regulator and to the SPF sector regulator for the sector.
Referring settled complaints
(2) If:
(a) the parties to a complaint made under an SPF EDR scheme for a regulated sector agree to a settlement of the complaint; and
(b) the operator of the scheme thinks the settlement may require investigation;
the operator may give particulars of the settlement to the SPF general regulator and to the SPF sector regulator for the sector.
De - identifying any SPF personal information
(3) If any SPF personal information is to be given under subsection (1) or (2) by the operator of the scheme, the operator must de - identify the information unless the operator reasonably believes that doing so would not achieve the object of this Part.