Commonwealth Consolidated Regulations

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CORPORATIONS REGULATIONS 2001 - REG 10.2.150

Dealings and transactions on a dealer's own account

  (1)   For section   1444 of the Act, this regulation applies in relation to a regulated principal mentioned in item   1 of the table in section   1430 of the Act.

  (2)   A reference in subsection   843(5) of the old Corporations Act to a dealer who is a member of a securities exchange includes a participant of a licensed market for securities.



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