Commonwealth Consolidated Regulations

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CORPORATIONS REGULATIONS 2001 - REG 7.5.08

Meaning of securities business: Subdivision 4.9

                   For Subdivision 4.9, each of the following is a securities business :

                     (a)  a financial services business of dealing in securities;

                     (b)  a financial services business of dealing in financial products that were option contracts within the meaning of paragraph 92(1)(e) of the old Corporations Act.



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