Commonwealth Consolidated Regulations

[Index] [Table] [Search] [Search this Regulation] [Notes] [Noteup] [Previous] [Next] [Download] [Help]

CORPORATIONS REGULATIONS 2001 - REG 7.5.08

Meaning of securities business : Subdivision 4.9

    For Subdivision   4.9, each of the following is a securities business :

  (a)   a financial services business of dealing in securities;

  (b)   a financial services business of dealing in financial products that were option contracts within the meaning of paragraph   92(1)(e) of the old Corporations Act.

AustLII: Copyright Policy | Disclaimers | Privacy Policy | Feedback