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CORPORATIONS REGULATIONS 2001 - REG 7.9.11B

Definitions for Subdivision 4.2A

             (1)  In this Subdivision and in Schedule 10C:

Approved Securities List means the list of secured properties that are acceptable for the provider or potential provider of a margin loan as security for the margin loan and includes the amount of credit the provider will give for each of the properties.

             (2)  In this Subdivision and in Schedule 10C, a provision of the Act that is modified in accordance with regulation 7.9.11C is referred to as modified .

Example:    Paragraphs 1013C(1)(a) and (b) of the Act as modified by subitem 5A.2(1) of Part 5A of Schedule 10A are referred to in this Subdivision as 'modified paragraphs 1013C(1)(a) and (b)'.



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