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CORPORATIONS ACT 2001 No. 50, 2001 - SECT 879
Interpretation
(1) In
this Part
:
"financial journalist" means a
person
who is not a
licensee
and, in the course of the
person
's business or employment contributes advice, or prepares analyses or reports, about
securities
for publication:
(a)
in a newspaper or periodical; or
(b)
in the course of, or by means of,
transmissions
made
by means of an
information service
; or
(c)
in sound recordings, video recordings or data recordings.
"Register", in relation to a
person
to whom
this Part
applies, means the
Register
required to be kept by the
person
under subsection 881(1).
"securities" means
securities
of:
(a)
a
public company
; or
(b)
a
body corporate
or other
person
included
in the official list of a
securities exchange
.
(2) If:
(a)
there is in force a written certificate
issued
by or
on behalf of
a
securities exchange
certifying that a
member
of that
securities exchange
is recognised by that
securities exchange
as specialising in
transactions
relating to
odd lots
of
securities
; and
(b)
the
member
concerned enters into a
transaction
in relation to an
odd lot
of
securities
;
this Part
does not apply in relation to any
relevant interests
in
securities
acquired
by the
member
as a
result
of that
transaction
or in relation to any change effected by that
transaction
in the
member
's
relevant interests
in any
securities
.
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