Commonwealth Numbered Acts

[Index] [Table] [Search] [Search this Act] [Notes] [Noteup] [Previous] [Next] [Download] [Help]

CORPORATIONS ACT 2001 No. 50, 2001 - SECT 879


(1) In this Part:

"financial journalist" means a person who is not a licensee and, in the course of the person's business or employment contributes advice, or prepares analyses or reports, about securities for publication:

in a newspaper or periodical; or

in the course of, or by means of, transmissions made by means of an information service; or

in sound recordings, video recordings or data recordings.

"Register", in relation to a person to whom this Part applies, means the Register required to be kept by the person under subsection 881(1).

"securities" means securities of:

a public company; or

a body corporate or other person included in the official list of a securities exchange.

(2) If:

there is in force a written certificate issued by or on behalf of a securities exchange certifying that a member of that securities exchange is recognised by that securities exchange as specialising in transactions relating to odd lots of securities; and

the member concerned enters into a transaction in relation to an odd lot of securities;

this Part does not apply in relation to any relevant interests in securities acquired by the member as a result of that transaction or in relation to any change effected by that transaction in the member's relevant interests in any securities.

AustLII: Copyright Policy | Disclaimers | Privacy Policy | Feedback